RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A••••• N•••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 26, 2022 · San Diego, Ca
- T•••• A•••••••• L•• formerOct 28, 2019 to Oct 31, 2022 · Pittsburgh, Pa
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerMar 21, 2016 to Mar 25, 2019 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerFeb 12, 2016 to Mar 25, 2019 · Boston, Ma
- F•••••••• I••••••••• C••••••••• institutionalFeb 9, 2016 to Mar 25, 2019 · Pittsburgh, Pa
- F•••••••• S••••••••• C•••• no RAUMFeb 9, 2016 to Mar 25, 2019 · Pittsburgh, Pa
- T•••• A•••••••• L•• to L•• F•••••••• L••left Oct 31, 2022, registered Oct 26, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Mar 25, 2019, registered Feb 12, 2016 (-1137 days) · channel change inside one enterprise, not a move
- F•••••••• G••••• I••••••••• M••••••••• C•••• to T•••• A•••••••• L••left Mar 25, 2019, registered Oct 28, 2019 (217 days) · Other
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••left Mar 25, 2019, registered Mar 21, 2016 (-1099 days) · channel change inside one enterprise, not a move
- F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••left Mar 25, 2019, registered Feb 9, 2016 (-1140 days) · channel change inside one enterprise, not a move · moved with a team
- J••••• A••••• N••••••• left T•••• A•••••••• L•• for L•• F•••••••• L•• (registered 2022-10-26)Oct 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address