DFX Intelligence
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Team lift-out
2 advisors left A••••••••• F•••••••• S•••••••• L•• for C••••••••• F•••••••• N••••••
national BDtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brett Russell Saide | Middleton, Ma | Dec 20, 2016 | Dec 21, 2016 |
| Jennifer Elena Moran | Westborough, Ma | Dec 31, 2016 | Jun 19, 2020 |
The rule
- Registrations ended
- Dec 20, 2016 to Dec 31, 2016
- Registered next
- Dec 21, 2016 to Jun 19, 2020
- Branch state
- MA
- Cities
- 2, most in Middleton, Ma
- Registered there that day
- 7,746 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- a succession within a year (Aug 10, 2017), not necessarily this firm
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.