DFX Intelligence
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Team lift-out
2 advisors left L•• F•••••••• L•• for C••••••••• F•••••••• N••••••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Richard Andrew Nagel | Thiensville, Wi | Dec 10, 2018 | Nov 30, 2018 |
| Austin Daniel Finn | Oconomowoc, Wi | Dec 18, 2018 | Jan 2, 2019 |
The rule
- Registrations ended
- Dec 10, 2018 to Dec 18, 2018
- Registered next
- Nov 30, 2018 to Jan 2, 2019
- Branch state
- WI
- Cities
- 2, most in Thiensville, Wi
- Registered there that day
- 8,258 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape