DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R••••••••• C•••••• M•••••••••

wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
David Joseph SassenEl Segundo, CaAug 16, 2022Aug 15, 2022
John George UriosteguiEl Segundo, CaAug 16, 2022Aug 16, 2022
Regina Rochelle MonroeEl Segundo, CaAug 16, 2022Aug 15, 2022
Rod Yoshio NakamotoEl Segundo, CaAug 16, 2022Aug 15, 2022
The rule
Registrations ended
Aug 16, 2022
Registered next
Aug 15, 2022 to Aug 16, 2022
Branch state
CA
Cities
1, most in El Segundo, Ca
Registered there that day
21,959 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Other teams into R••••••••• C•••••• M•••••••••