RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• G••••• U•••••••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Aug 12, 2025 · Los Angeles, Ca
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Aug 16, 2022 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 28, 2016 to Aug 16, 2022 · El Segundo, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 14, 2011 to Dec 1, 2016 · Los Angeles, Ca
- D••••••• B••• S••••••••• I••• no RAUMAug 23, 2006 to Oct 24, 2011 · Los Angeles, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Aug 25, 2006 · El Segundo, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••left Aug 16, 2022, registered Aug 16, 2022 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 1, 2016, registered Nov 28, 2016 (-3 days) · Wirehouse to wirehouse · moved with a team
- D••••••• B••• S••••••••• I••• to J••• M••••• S••••••••• L••left Oct 24, 2011, registered Oct 14, 2011 (-10 days) · Other
- C•••••••• G••••• M•••••• I••• to D••••••• B••• S••••••••• I•••left Aug 25, 2006, registered Aug 23, 2006 (-2 days) · Other
- J••• G••••• U••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R••••••••• C•••••• M••••••••• (registered 2022-08-16)Aug 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address