DFX Intelligence
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Team lift-out
7 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Linda Ma | Cupertino, Ca | Oct 2, 2017 | Oct 5, 2017 |
| Autumn Gonzalez | Walnut Creek, Ca | Oct 3, 2017 | Oct 20, 2017 |
| Yourdanos Mulatu | Los Angeles, Ca | Oct 10, 2017 | Oct 31, 2017 |
| Venansia Ekawati Tuineag | San Pedro, Ca | Oct 16, 2017 | Oct 18, 2017 |
| Frank W Lu | Anaheim, Ca | Oct 17, 2017 | Oct 19, 2017 |
| Wayne Barnes | Fullerton, Ca | Oct 18, 2017 | Oct 12, 2017 |
| Archimedes Chua Gomez | Pasadena, Ca | Oct 25, 2017 | Jan 11, 2018 |
The rule
- Registrations ended
- Oct 2, 2017 to Oct 25, 2017
- Registered next
- Oct 5, 2017 to Jan 11, 2018
- Branch state
- CA
- Cities
- 7, most in Cupertino, Ca
- Registered there that day
- 19,522 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.