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Team lift-out

11 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L••

wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
AdvisorBranchLeftRegistered
Brittany Nicole RomeroTustin, CaAug 8, 2018Jul 26, 2018
Gerald Arthur GeeWalnut Creek, CaAug 8, 2018Aug 23, 2018
Kexiang QianSan Mateo, CaAug 10, 2018Sep 24, 2018
Abdul FeroghEncino, CaAug 14, 2018Aug 27, 2018
Michele Kathryn GreenMission Viejo, CaAug 21, 2018Aug 28, 2018
Catherine PietroLa Jolla, CaAug 23, 2018Aug 10, 2018
Yoon C ChangLos Angeles, CaSep 4, 2018Jun 6, 2019
Natalia Beatriz Torres DecarloNewport Beach, CaSep 5, 2018Jun 17, 2019
Fanor Abraham BohorquezAlta Loma, CaSep 10, 2018Sep 13, 2018
Ryan S SettleSan Francisco, CaSep 17, 2018Nov 2, 2018
Luis R PerelloLos Angeles, CaSep 19, 2018Sep 6, 2018
The rule
Registrations ended
Aug 8, 2018 to Sep 19, 2018
Registered next
Jul 26, 2018 to Jun 17, 2019
Branch state
CA
Cities
10, most in Los Angeles, Ca
Registered there that day
20,418 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.

Other teams out of M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Other teams into J••• M••••• S••••••••• L••