DFX Intelligence
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Registered advisor
M•••••• K•••••• G••••
Feed of 09/15/2026
Also filed as M•••••• K•••••• G••••••••• K•••••• G••••••••• K• G••••
At current firm
0 y
since Apr 8, 2026
In the industry
19 y
since Mar 2, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 8, 2026 · Irvine, Ca
- W•••• F•••• A••••••• wirehouseDec 22, 2022 to Jan 9, 2026 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• wirehouseAug 28, 2018 to Nov 19, 2022 · Newport Beach, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 6, 2012 to Aug 21, 2018 · Newport Beach, Ca
- L•• F•••••••• L•• BD affiliatedNov 18, 2010 to Jan 27, 2012 · Irvine, Ca
- W•••••• • R••• formerMar 5, 2007 to Nov 11, 2010 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Nov 19, 2022, registered Dec 22, 2022 (33 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Aug 21, 2018, registered Aug 28, 2018 (7 days) · Wirehouse to wirehouse · moved with a team
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 27, 2012, registered Mar 6, 2012 (39 days) · Other
- W•••••• • R••• to L•• F•••••••• L••left Nov 11, 2010, registered Nov 18, 2010 (7 days) · Other
Signals
- ••• LockedNov 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address