DFX Intelligence
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Team lift-out
5 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Xiaoou Katie Wang | Sun Valley, Ca | Jun 22, 2026 | Jun 24, 2026 |
| Nicholas K Valos | Bakersfield, Ca | Jul 6, 2026 | Jun 24, 2026 |
| Stephen R. Seo | Los Angeles, Ca | Jul 6, 2026 | Jul 15, 2026 |
| Chad Arnold | La Jolla, Ca | Jul 10, 2026 | Jul 16, 2026 |
| Christopher Ishii | Los Angeles, Ca | Jul 13, 2026 | Jul 20, 2026 |
The rule
- Registrations ended
- Jun 22, 2026 to Jul 13, 2026
- Registered next
- Jun 24, 2026 to Jul 20, 2026
- Branch state
- CA
- Cities
- 4, most in Los Angeles, Ca
- Registered there that day
- 25,060 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.