DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• K• V••••

J••• M••••• S••••••••• L••wirehouseBakersfield, Cadual registrantIAPD 6584963

Feed of 09/14/2026

Also filed as Nicholas Valos

At current firm

0 y

since Jun 24, 2026

In the industry

10 y

since Dec 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jun 24, 2026 · Bakersfield, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 15, 2023 to Jul 6, 2026 · Bakersfield, Ca
E•••••• A••••••• G••••• L•• BD affiliated
Jan 31, 2022 to Aug 16, 2023 · Greenwood Village, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 22, 2016 to Jan 18, 2022 · Bakersfield, Ca
M••••• S•••••• wirehouse
Feb 26, 2016 to Dec 14, 2016 · Bakersfield, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Jul 6, 2026, registered Jun 24, 2026 (-12 days) · Wirehouse to wirehouse · moved with a team
E•••••• A••••••• G••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 16, 2023, registered Aug 15, 2023 (-1 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••
left Jan 18, 2022, registered Jan 31, 2022 (13 days) · Other · moved with a team
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 14, 2016, registered Dec 22, 2016 (8 days) · Wirehouse to wirehouse · moved with a team

Signals

N••••••• K• V•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2026-06-24)
Jul 6, 2026 · Advisor changed firm · fact
N••••••• K• V•••• left E•••••• A••••••• G••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-08-15)
Aug 16, 2023 · Advisor changed firm · fact
N••••••• K• V•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2022-01-31)
Jan 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address