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Registered advisor
S•••••• M••••• H••••
Feed of 09/15/2026
Also filed as S•••••• M••••• H••••
At current firm
1 y
since Aug 12, 2025
In the industry
15 y
since Sep 1, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wireh•••• currentsince Aug 12, 2025 · Ft. Worth, Tx
- A••••• A•• P••••••• S••••••• BD affiliatedDec 19, 2018 to Aug 26, 2024 · Frisco, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 6, 2017 to Sep 7, 2018 · Fort Worth, Tx
- T• A••••••••• I••• formerJun 6, 2017 to Sep 7, 2018 · Westlake, Tx
- S•••••••• A••••••• L•• national BDJan 15, 2014 to Jun 7, 2017 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to J••• M••••• S••••••••• L••left Aug 26, 2024, registered Aug 12, 2025 (351 days) · IBD TO WIREH••••
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 7, 2018, registered Jun 6, 2017 (-458 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 7, 2018, registered Jun 6, 2017 (-458 days) · Other
- S•••••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Jun 7, 2017, registered Jun 6, 2017 (-1 days) · Other
Signals
- S•••••• M••••• H•••• left A••••• A•• P••••••• S••••••• for J••• M••••• S••••••••• L•• (registered 2025-08-12)Aug 26, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- WIREH••••derived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address