DFX Intelligence
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Channel change (one enterprise)
5 advisors moved from T• A••••••••• I••• to S••••• W••••• A•••••••• I•••
Not a lift-out: both firms report The Charles S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bao Quoc Vo | Westlake, Tx | Oct 14, 2022 | Aug 27, 2025 |
| David Abed-Rabboh | Westlake, Tx | Oct 14, 2022 | Sep 26, 2023 |
| George Anibar Sorto | Westlake, Tx | Oct 14, 2022 | Jul 24, 2023 |
| Joshua Woodring | Westlake, Tx | Oct 14, 2022 | Jan 5, 2024 |
| Timothy Richard Schuler | Westlake, Tx | Oct 14, 2022 | Jan 29, 2026 |
The rule
- Registrations ended
- Oct 14, 2022
- Registered next
- Jul 24, 2023 to Jan 29, 2026
- Branch state
- TX
- Cities
- 1, most in Westlake, Tx
- Registered there that day
- 1,241 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- One enterprise because
- both firms report The Charles S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape