RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A•••••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jun 2, 2026 · Westlake, Tx
- S••••• W••••• A•••••••• I••• no RAUMSep 26, 2023 to May 21, 2026 · Westlake, Tx
- T• A••••••••• I••• formerJan 23, 2022 to Oct 14, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 23, 2018 to Sep 7, 2023 · 4600 Alliance Gateway Freeway, Tx
- T• A••••••••• I••• formerJan 23, 2018 to Feb 13, 2018 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 7, 2023, registered Jan 23, 2022 (-592 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to S••••• W••••• A•••••••• I•••left Oct 14, 2022, registered Sep 26, 2023 (347 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 13, 2018, registered Jan 23, 2018 (-21 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address