DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••• to C•••••• S••••• • C••• I•••
Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtonational BDOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Steven Tyler Mcbrayer | San Diego, Ca | May 18, 2018 | Jul 23, 2018 |
| Eddie Joseph Gautreau | Santa Rosa, Ca | May 22, 2018 | Mar 10, 2020 |
The rule
- Registrations ended
- May 18, 2018 to May 22, 2018
- Registered next
- Jul 23, 2018 to Mar 10, 2020
- Branch state
- CA
- Cities
- 2, most in San Diego, Ca
- Registered there that day
- 1,663 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape