DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from J••• M••••• S••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••
Not a lift-out: both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jeffrey Steven Gomer | Boston, Ma | May 27, 2021 | Dec 23, 2021 |
| Kevin Henry Macintyre | Boston, Ma | May 27, 2021 | Aug 17, 2021 |
| Scott Matthew Grenert | Boston, Ma | May 27, 2021 | May 25, 2021 |
The rule
- Registrations ended
- May 27, 2021
- Registered next
- May 25, 2021 to Dec 23, 2021
- Branch state
- MA
- Cities
- 1, most in Boston, Ma
- Registered there that day
- 6,007 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- One enterprise because
- both firms report Jpm••••• Chase Holdings Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape