DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left J••• M••••• S••••••••• L•• for O•• W••••• A•••••••• L••

wirehousetono RAUMOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Alexander James SchmitzSan Francisco, CaSep 10, 2015Sep 4, 2015
David Gerald SteeleSan Francisco, CaSep 10, 2015Sep 4, 2015
Jonathan Edward SteeleSan Francisco, CaSep 10, 2015Sep 4, 2015
Kevin Michael CohenSan Francisco, CaSep 10, 2015Mar 15, 2016
The rule
Registrations ended
Sep 10, 2015
Registered next
Sep 4, 2015 to Mar 15, 2016
Branch state
CA
Cities
1, most in San Francisco, Ca
Registered there that day
3,634 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of J••• M••••• S••••••••• L••Other teams into O•• W••••• A•••••••• L••