DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
7 advisors left J••• M••••• S••••••••• L•• for W•••• F•••• A•••••••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joseph M Harter | Camarillo, Ca | Jul 30, 2024 | Jul 29, 2024 |
| Maksym Pylypenko | San Francisco, Ca | Aug 2, 2024 | Aug 2, 2024 |
| Jerry Khamnivong | Sunnyvale, Ca | Aug 3, 2024 | Aug 2, 2024 |
| Roderick Fox | Palo Alto, Ca | Aug 13, 2024 | Oct 8, 2024 |
| Moreen Latchman | San Leandro, Ca | Aug 23, 2024 | Oct 16, 2024 |
The rule
- Registrations ended
- Jul 30, 2024 to Aug 23, 2024
- Registered next
- Jul 29, 2024 to Oct 16, 2024
- Branch state
- CA
- Cities
- 6, most in San Francisco, Ca
- Registered there that day
- 10,692 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.