DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
8 advisors left J••• M••••• S••••••••• L•• for C•••••••• G••••• M•••••• I•••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Lenin Sanchez | New York, Ny | Jul 15, 2022 | Jul 24, 2022 |
| Cayman B Wills | New York, Ny | Jul 22, 2022 | Jul 26, 2022 |
| James Giordano | New York, Ny | Jul 23, 2022 | Sep 6, 2022 |
| Jose A Sanchez | Yonkers, Ny | Aug 5, 2022 | Aug 5, 2022 |
| Maria L. Blessing | Yorktown Heights, Ny | Aug 5, 2022 | Aug 10, 2022 |
| Edien Hincapie | Woodbury, Ny | Aug 6, 2022 | Aug 31, 2022 |
| Navdeep Singh | New York, Ny | Aug 19, 2022 | Sep 9, 2022 |
| Ronald Rosario | New York, Ny | Aug 23, 2022 | Oct 15, 2025 |
The rule
- Registrations ended
- Jul 15, 2022 to Aug 23, 2022
- Registered next
- Jul 24, 2022 to Oct 15, 2025
- Branch state
- NY
- Cities
- 4, most in New York, Ny
- Registered there that day
- 6,904 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.