RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A• S••••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 12, 2025 · Purchase, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 5, 2022 to Aug 20, 2025 · Greenwich, Ct
- J••• M••••• S••••••••• L•• wirehouseMay 18, 2018 to Aug 5, 2022 · Yonkers, Ny
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Aug 20, 2025, registered Aug 12, 2025 (-8 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Aug 5, 2022, registered Aug 5, 2022 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• A• S•••••• left C•••••••• G••••• M•••••• I••• for W•••• F•••• A••••••• (registered 2025-08-12)Aug 20, 2025 · Advisor changed firm · fact
- J••• A• S•••••• left J••• M••••• S••••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2022-08-05)Aug 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address