DFX Intelligence
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Team lift-out
2 advisors left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Xuejun J Kuang | Van Nuys, Ca | Mar 29, 2022 | Apr 29, 2022 |
| Sandra Jessica Goins | Oakland, Ca | Apr 12, 2022 | Apr 11, 2022 |
The rule
- Registrations ended
- Mar 29, 2022 to Apr 12, 2022
- Registered next
- Apr 11, 2022 to Apr 29, 2022
- Branch state
- CA
- Cities
- 2, most in Toluca Lake, Ca
- Registered there that day
- 6,657 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.