DFX Intelligence

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Team lift-out

4 advisors left U•• F•••••••• S••••••• I••• for W•••••• S••••••••• I•••

wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
James Dee CarlsonGreensboro, NcSep 15, 2026Sep 16, 2026
Kevin Emmett HerronGreensboro, NcSep 15, 2026Sep 4, 2026
Patricia Anne BlairLewisville, NcSep 15, 2026Sep 4, 2026
Sherry Phillips MaloneGreensboro, NcSep 15, 2026Sep 10, 2026
The rule
Registrations ended
Sep 15, 2026
Registered next
Sep 4, 2026 to Sep 16, 2026
Branch state
NC
Cities
2, most in Greensboro, Nc
Registered there that day
9,336 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of U•• F•••••••• S••••••• I•••Other teams into W•••••• S••••••••• I•••