RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Wedbush Securities Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 4 | UBS Financial Services Inc. wirehouse | Wedbush Securities Inc. BD affiliated | Greensboro, Nc +1 | Wirehouse to affiliated broker-dealer or bank | Sep 15, 2026 |
| 4 | Mcdonald Partners LLC independent RIA | Wedbush Securities Inc. BD affiliated | Cleveland, Oh | RIA to affiliated broker-dealer or bank | Sep 4, 2025 |
| 2 | B. Riley Wealth Advisors, Inc. BD affiliated | Wedbush Securities Inc. BD affiliated | Bryn Mawr, Pa +1 | Affiliated broker-dealer or bank to another | Nov 24, 2024 over 9 d |
| 2 | B. Riley Wealth Advisors, Inc. BD affiliated | Wedbush Securities Inc. BD affiliated | Bryn Mawr, Pa | Affiliated broker-dealer or bank to another | Oct 16, 2024 |
| 2 | Raymond James & Associates, Inc. national BD | Wedbush Securities Inc. BD affiliated | Ft Pierce, Fl +1 | Affiliated broker-dealer or bank to another | May 18, 2022 |
| 3 | B Riley Wealth Management BD affiliated | Wedbush Securities Inc. BD affiliated | Houston, Tx | Affiliated broker-dealer or bank to another | Apr 20, 2021 |
| 2 | Wells Fargo Advisors wirehouse | Wedbush Securities Inc. BD affiliated | Radnor, Pa | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2020 |
| 2 | Avondale Partners, LLC institutional | Wedbush Securities Inc. BD affiliated | Nashville, Tn | Other | Nov 2, 2018 |
| 2 | Buttonwood Tree Management, LLC unclassified | Wedbush Securities Inc. other | Newport Beach, Ca | Other | Jan 27, 2017 |
| 4 | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. other | Traverse City, Mi | Other | Jun 10, 2015 |