DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••••• A••• B••••

W•••••• S••••••••• I•••BD affiliatedGreensboro, Ncdual registrantIAPD 2035516

Certified Financial Planner

Feed of 09/16/2026

Also filed as P••••••• A Westhofen

At current firm

0 y

since Sep 4, 2026

In the industry

36 y

since Mar 19, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••••• S••••••••• I••• BD affiliated current
since Sep 4, 2026 · Greensboro, Nc
U•• F•••••••• S••••••• I••• wirehouse current
since Jan 28, 2013 · Greensboro, Nc
U•• F•••••••• S••••••• I••• wirehouse
Jan 28, 2013 to Sep 15, 2026 · Winston-Salem, Nc
W•••• F•••• A••••••• wirehouse
Nov 22, 2011 to Jan 29, 2013 · Winston Salem, Nc
W•••• F•••• A••••••• wirehouse
Nov 22, 2011 to Jan 29, 2013 · Winston Salem, Nc

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to W•••••• S••••••••• I•••
left Sep 15, 2026, registered Sep 4, 2026 (-11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
left Jan 29, 2013, registered Jan 28, 2013 (-1 days) · Wirehouse to wirehouse

Signals

P••••••• A••• B•••• left U•• F•••••••• S••••••• I••• for W•••••• S••••••••• I••• (registered 2026-09-04)
Sep 15, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address