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Team lift-out
2 advisors left W•••••• • R••• for T••••••• S••••••• A•••••••
othertoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jenna Lynn Spurrier | Charleroi, Pa | Jun 24, 2016 | Aug 25, 2020 |
| Jon Keith Stucker | Charleroi, Pa | Jun 24, 2016 | Aug 26, 2020 |
The rule
- Registrations ended
- Jun 24, 2016
- Registered next
- Aug 25, 2020 to Aug 26, 2020
- Branch state
- PA
- Cities
- 1, most in Charleroi, Pa
- Registered there that day
- 1,534 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.