RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Thurston Springer Advisors
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Newport News, Va +1 | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2026 |
| 12 | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Tyler, Tx +2 | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 over 12 d |
| 4 | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Mishawaka, In | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2024 |
| 4 | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Bloomfield Hills, Mi | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 |
| 3 | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Mishawaka, In | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 |
| 2 | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Fort Lauderdale, Fl | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 over 5 d |
| 2 | 1914 Advisors independent RIA | Thurston Springer Advisors BD affiliated | Columbus, Oh | RIA to affiliated broker-dealer or bank | Jan 17, 2023 |
| 2 | 1914 Advisors independent RIA | Thurston Springer Advisors BD affiliated | West Conshohocken, Pa | RIA to affiliated broker-dealer or bank | Jan 17, 2023 |
| 2 | Ameriprise Financial Services, LLC national BD | Thurston Springer Advisors BD affiliated | Tavernier, Fl +1 | Affiliated broker-dealer or bank to another | Mar 31, 2022 over 1 d |
| 2 | Robovise Dba Robo independent RIA | Thurston Springer Advisors BD affiliated | Indianapolis, In | RIA to affiliated broker-dealer or bank | Jan 19, 2022 |
| 5 | Thurston Springer Financial BD affiliated | Thurston Springer Advisors BD affiliated | Indianapolis, In +1 | Affiliated broker-dealer or bank to another | Jul 6, 2021 |
| 2 | Thurston Springer Financial BD affiliated | Thurston Springer Advisors BD affiliated | Cincinnati, Oh | Affiliated broker-dealer or bank to another | Jul 6, 2021 |
| 5 | Thurston Springer Financial BD affiliated | Thurston Springer Advisors BD affiliated | Indianapolis, In +2 | Affiliated broker-dealer or bank to another | Nov 16, 2020 over 8 d |
| 2 | Waddell & Reed other | Thurston Springer Advisors independent RIA | Charleroi, Pa | Other | Jun 24, 2016 |
| 2 | Stonex Advisors Inc. other | Thurston Springer Advisors independent RIA | Birmingham, Al | Other | Jan 28, 2016 |