RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Thrivent Advisor Network, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 7 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Omaha, Ne | Affiliated broker-dealer or bank to another | Jun 14, 2023 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Camp Hill, Pa +1 | Affiliated broker-dealer or bank to another | Mar 30, 2022 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Golden Valley, Mn +1 | Affiliated broker-dealer or bank to another | Jun 9, 2021 over 1 d |
| 2 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Bend, Or +1 | Affiliated broker-dealer or bank to another | Mar 17, 2021 |
| 4 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Farmington, Mn +2 | Affiliated broker-dealer or bank to another | Feb 3, 2021 |
| 7 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Elkhorn, Ne +4 | Affiliated broker-dealer or bank to another | Oct 28, 2020 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Allen, Tx +1 | Affiliated broker-dealer or bank to another | Oct 28, 2020 |
| 5 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Naperville, Il +3 | Affiliated broker-dealer or bank to another | Sep 23, 2020 over 1 d |
| 4 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Westminster, Co | Affiliated broker-dealer or bank to another | Sep 23, 2020 |
| 5 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Salem, Or +2 | Affiliated broker-dealer or bank to another | Jul 29, 2020 |
| 4 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Kingwood, Tx +1 | Affiliated broker-dealer or bank to another | Jul 29, 2020 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Decatur, In +1 | Affiliated broker-dealer or bank to another | Jul 29, 2020 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Orland Park, Il +1 | Affiliated broker-dealer or bank to another | Jul 29, 2020 |
| 5 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Ontario, Ca +2 | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2020 |
| 5 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Minneapolis, Mn +1 | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2020 |
| 4 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Peoria Heights, Il +1 | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2020 |
| 5 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | North Oaks, Mn +1 | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2020 |
| 4 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Beatrice, Ne +2 | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Calabasas, Ca +1 | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Ann Arbor, Mi | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 |
| 2 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Mill Creek, Wa | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC independent RIA | Walla Walla, Wa +1 | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2020 |
| 12 | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Racine, Wi +6 | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2019 over 7 d |