DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left T••••••• I••••••••• M••••••••• I••• for T••••••• A•••••• N••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Kevin Dale WebbOntario, CaJul 15, 2020May 19, 2020
Lauren Bruce AlthausOntario, CaJul 15, 2020May 19, 2020
Robert OsgoodThousand Oaks, CaJul 15, 2020May 18, 2020
Tamara Ruth MarkSan Jose, CaJul 15, 2020May 19, 2020
Thomas Mark SelboSan Jose, CaJul 15, 2020Jul 6, 2020
The rule
Registrations ended
Jul 15, 2020
Registered next
May 18, 2020 to Jul 6, 2020
Branch state
CA
Cities
3, most in Ontario, Ca
Registered there that day
1,830 (people still on IAPD; an estimate)
Share of that headcount
0.3%
Succession by the destination
none on the tape
Other teams out of T••••••• I••••••••• M••••••••• I•••Other teams into T••••••• A•••••• N••••••• L••