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RIA / WealthAdvisor16 years in industry

EMILIANO RIOS CABAN

Advisor at AUTOPILOT

NEW YORK, NY

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Search this name across graphsid dfx:ria:0126f4c0-b036-769d-7109-2d8db346ef2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Jun 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AUTOPILOT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 24, 2010
First registration: Jun 28, 2010
Dual registered: no
Other names: EMILIAND RIOS|JON RIOS|Emiliano Rios|EMILIANO RIOS CABAN
IAPD individual key: 5501141

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Autopilot	Independent wealth	Jan 29, 2026	n/a	yes	NEW YORK, NY	Current employment
MERCURY ADVISORY, LLC	Other adviser	Jun 7, 2024	Oct 17, 2025	no	NYC, NY\|SAN FRANCISCO, CA	Previous registration
Fruitful	Independent wealth	Sep 21, 2023	Oct 11, 2024	no	NEW YORK, NY	Previous registration
SECFI ADVISORY LIMITED	Other adviser	Jul 21, 2022	Apr 13, 2023	no	NEW YORK, NY	Previous registration
M1 ADVISORY	Independent wealth	Nov 7, 2019	Sep 11, 2020	no	CHICAGO, IL	Previous registration
WEALTHFRONT ADVISERS LLC	Bd affiliated wealth	Jan 25, 2017	May 7, 2018	no	PALO ALTO, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 1, 2016	Dec 20, 2016	no	Lone Tree, CO\|New York City, NY	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Apr 18, 2014	Feb 11, 2016	no	CHICAGO, IL	Previous registration
B. C. ZIEGLER AND COMPANY	Former SEC adviser	Oct 10, 2012	Apr 1, 2014	no	CHICAGO, IL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Sep 5, 2012	Oct 4, 2012	no	CHICAGO, IL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 31, 2011	Apr 27, 2012	no	CHICAGO, IL	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jun 28, 2010	Oct 15, 2010	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERCURY ADVISORY, LLC	Autopilot	Oct 17, 2025	Jan 29, 2026	104	Firm change	Other
Fruitful	MERCURY ADVISORY, LLC	Oct 11, 2024	Jun 7, 2024	-126	Firm change after gap	Other
SECFI ADVISORY LIMITED	Fruitful	Apr 13, 2023	Sep 21, 2023	161	Firm change	Other
M1 ADVISORY	SECFI ADVISORY LIMITED	Sep 11, 2020	Jul 21, 2022	678	Firm change after gap	Other
WEALTHFRONT ADVISERS LLC	M1 ADVISORY	May 7, 2018	Nov 7, 2019	549	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	WEALTHFRONT ADVISERS LLC	Dec 20, 2016	Jan 25, 2017	36	Firm change	Other
BMO HARRIS FINANCIAL ADVISORS, INC	CHARLES SCHWAB & CO., INC.	Feb 11, 2016	Mar 1, 2016	19	Firm change	Other
B. C. ZIEGLER AND COMPANY	BMO HARRIS FINANCIAL ADVISORS, INC	Apr 1, 2014	Apr 18, 2014	17	Firm change	Other
FIFTH THIRD SECURITIES, INC.	B. C. ZIEGLER AND COMPANY	Oct 4, 2012	Oct 10, 2012	6	Firm change	Other
MML INVESTORS SERVICES, LLC	FIFTH THIRD SECURITIES, INC.	Apr 27, 2012	Sep 5, 2012	131	Firm change	Other
HUNTINGTON FINANCIAL ADVISORS	MML INVESTORS SERVICES, LLC	Oct 15, 2010	Jan 31, 2011	108	Firm change	Other

Relationships

Registered with (12)

→ AUTOPILOTRegistered adviserregistration: current employment
Jan 29, 2026 to presentfactForm ADV
→ MERCURY ADVISORY, LLCRegistered adviserregistration: previous registration
Jun 7, 2024 to Oct 17, 2025factForm ADV
→ FRUITFULRegistered adviserregistration: previous registration
Sep 21, 2023 to Oct 11, 2024factForm ADV
→ SECFI ADVISORY LIMITEDRegistered adviserregistration: previous registration
Jul 21, 2022 to Apr 13, 2023factForm ADV
→ M1 ADVISORYRegistered adviserregistration: previous registration
Nov 7, 2019 to Sep 11, 2020factForm ADV
→ WEALTHFRONT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 25, 2017 to May 7, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 1, 2016 to Dec 20, 2016factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Apr 18, 2014 to Feb 11, 2016factForm ADV
→ B. C. ZIEGLER AND COMPANYRegistered adviserregistration: previous registration
Oct 10, 2012 to Apr 1, 2014factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Sep 5, 2012 to Oct 4, 2012factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 31, 2011 to Apr 27, 2012factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 28, 2010 to Oct 15, 2010factForm ADV

Dated events

Occurred
Oct 17, 2025
Advisor changed firm
Emiliano Rios Caban left Mercury Advisory, Llc for Autopilot (registered 2026-01-29)
Form ADVobserved 4 days ago
Occurred
Oct 11, 2024
Advisor changed firm
Emiliano Rios Caban left Fruitful for Mercury Advisory, Llc (registered 2024-06-07)
Form ADVobserved 4 days ago
Occurred
Apr 13, 2023
Advisor changed firm
Emiliano Rios Caban left Secfi Advisory Limited for Fruitful (registered 2023-09-21)
Form ADVobserved 4 days ago