DFX Intelligence

R•••••• J• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

R•••••• J• C••••••

Advisor at N••••• W••••• P•••••••

North Wales, PA | BONITA SPRINGS, FL

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Search this name across graphsid dfx:ria:c08601c8-f72c-8ac1-d940-806efd0cf925

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jul 5, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• W••••• P•••••••	Independent wealth	Jul 10, 2024	n/a	yes	BONITA SPRINGS, FL\|North Wales, PA	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 9, 2024	Oct 15, 2025	no	WILMINGTON, DE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	n/a	Oct 15, 2025	n/a	n/a	Departure no registered destination	Departure
I•••••• W••••• L••	N••••• W••••• P•••••••	Sep 30, 2024	Jul 10, 2024	-82

Relationships

Registered with (5)

→ N••••• W••••• P•••••••Registered adviserregistration: current employment
Jul 10, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 9, 2024 to Oct 15, 2025factForm ADV
→ I•••••• W••••• L••Registered adviserregistration: previous registration
Jun 20, 2024 to Sep 30, 2024factForm ADV
→ L•••••• W••••• M••••••••• L••

Dated events

Occurred
Oct 15, 2025
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c08601c8-f72c-8ac1-d940-806efd0cf925
First observed: Jul 5, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.