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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

Peter Allan Sykes

Advisor at VOYA INVESTMENT MANAGEMENT CO. LLC

San Francisco, CA | NEW YORK, NY

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Search this name across graphsid dfx:ria:d84893ca-d4cb-e5ff-fadc-a3e29ea6a03c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA INVESTMENT MANAGEMENT CO. LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 4, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 17
Exams: S63|S65
First exam: Aug 4, 1988
First registration: Jan 26, 2009
Dual registered: yes, broker-dealer
Other names: Peter Allan Sykes|Peter Sykes
IAPD individual key: 1778190

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	Feb 3, 2026	n/a	yes	San Francisco, CA\|NEW YORK, NY	Current employment
ARISTOTLE CAPITAL MANAGEMENT, LLC	Other adviser	Apr 13, 2018	Jun 11, 2025	no	San Francisco, CA\|LOS ANGELES, CA	Previous registration
EASTERLY FUNDS LLC	Former SEC adviser	Sep 28, 2017	Mar 13, 2018	no	San Francisco, CA	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Nov 18, 2016	May 5, 2017	no	SAN FRANCISCO, CA\|SARASOTA, FL	Previous registration
EASTERLY FUNDS LLC	Former SEC adviser	Sep 22, 2016	Sep 27, 2017	no	San Francisco, CA	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Jul 25, 2012	Sep 8, 2014	no	BOSTON, MA	Previous registration
GUGGENHEIM INVESTMENTS	Asset manager	Oct 26, 2010	Aug 24, 2011	no	NEW YORK, NY	Previous registration
RYDEX ADVISORY SERVICES, LLC	n/a	Jan 26, 2009	Oct 28, 2010	no	ROCKVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARISTOTLE CAPITAL MANAGEMENT, LLC	VOYA INVESTMENT MANAGEMENT CO. LLC	Jun 11, 2025	Feb 3, 2026	237	Firm change	Other
EASTERLY FUNDS LLC	ARISTOTLE CAPITAL MANAGEMENT, LLC	Mar 13, 2018	Apr 13, 2018	31	Firm change	Other
EASTERLY FUNDS LLC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Sep 27, 2017	Nov 18, 2016	-313	Firm change after gap	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	EASTERLY FUNDS LLC	May 5, 2017	Sep 28, 2017	146	Firm change	Other
PUTNAM INVESTMENT MANAGEMENT, LLC	EASTERLY FUNDS LLC	Sep 8, 2014	Sep 22, 2016	745	Firm change after gap	Other
GUGGENHEIM INVESTMENTS	PUTNAM INVESTMENT MANAGEMENT, LLC	Aug 24, 2011	Jul 25, 2012	336	Firm change	Other
RYDEX ADVISORY SERVICES, LLC	GUGGENHEIM INVESTMENTS	Oct 28, 2010	Oct 26, 2010	-2	Firm change	Other

Relationships

Registered with (7)

→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: current employment
Feb 3, 2026 to presentfactForm ADV
→ ARISTOTLE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 13, 2018 to Jun 11, 2025factForm ADV
→ EASTERLY FUNDS LLCRegistered adviserregistration: previous registration
Sep 28, 2017 to Mar 13, 2018factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Nov 18, 2016 to May 5, 2017factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 25, 2012 to Sep 8, 2014factForm ADV
→ GUGGENHEIM INVESTMENTSRegistered adviserregistration: previous registration
Oct 26, 2010 to Aug 24, 2011factForm ADV
→ RYDEX ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 26, 2009 to Oct 28, 2010factForm ADV

Dated events

Occurred
Jun 11, 2025
Advisor changed firm
Peter Allan Sykes left Aristotle Capital Management, Llc for Voya Investment Management Co. Llc (registered 2026-02-03)
Form ADVobserved 5 days ago