DFX Intelligence

Data Factory

RIA / WealthAdvisor22 years in industry

BRENDAN JAMES PRICE

Advisor at MARINER

Tigard, OR | Portland, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0dd78bd6-8d2d-615c-bbb4-7a9a7fecd6b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 11, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 30, 2004
First registration: Feb 11, 2005
Dual registered: no
IAPD individual key: 4748662

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Mar 20, 2025	n/a	yes	Tigard, OR\|Portland, OR	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 15, 2022	Feb 18, 2025	no	PORTLAND, OR	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Aug 15, 2016	Sep 23, 2022	no	PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR\|OREGON CITY, OR\|GRESHAM, OR\|MILWAUKIE, OR\|PORTLAND, OR\|LAKE OSWEGO, OR\|TACOMA, WA\|SEATTLE, WA\|TIGARD, OR\|LINCOLN CITY, OR\|NEWPORT, OR\|TOLEDO, OR\|PORTLAND, OR\|GRESHAM, OR\|NEWPORT, OR\|TOLEDO, OR\|LINCOLN CITY, OR\|Lake Oswego, OR\|BEAVERTON, OR\|TUALATIN, OR\|FOREST GROVE, OR\|LAKE OSWEGO, OR	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 22, 2009	Aug 18, 2016	no	PORTLAND, OR	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 20, 2009	Aug 18, 2016	no	PORTLAND, OR	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Mar 12, 2008	no	PORTLAND, OR	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 18, 2006	Apr 2, 2007	no	PORTLAND, OR	Previous registration
PHILLIPS & COMPANY	Former SEC adviser	Feb 11, 2005	Mar 15, 2005	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mariner	Feb 18, 2025	Mar 20, 2025	30	Firm change	Wirehouse to ibd
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 23, 2022	Sep 15, 2022	-8	Firm change	Ibd to wirehouse
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 18, 2016	Oct 22, 2009	-2,492	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Aug 18, 2016	Aug 15, 2016	-3	Firm change	Other
MORGAN STANLEY & CO. LLC	TD AMERITRADE, INC.	Mar 12, 2008	Oct 20, 2009	587	Firm change after gap	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
PHILLIPS & COMPANY	MORGAN STANLEY DW INC.	Mar 15, 2005	Jul 18, 2006	490	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:111514:OR:2016-08-18	Aug 18, 2016	Oct 22, 2009	PORTLAND, OR	Firm change after gap

Relationships

Registered with (8)

→ MARINERRegistered adviserregistration: current employment
Mar 20, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 15, 2022 to Feb 18, 2025factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Aug 15, 2016 to Sep 23, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 22, 2009 to Aug 18, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 20, 2009 to Aug 18, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Mar 12, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 18, 2006 to Apr 2, 2007factForm ADV
→ PHILLIPS & COMPANYRegistered adviserregistration: previous registration
Feb 11, 2005 to Mar 15, 2005factForm ADV

Dated events

Occurred
Feb 18, 2025
Advisor changed firm
Brendan James Price left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Mariner (registered 2025-03-20)
Form ADVobserved 5 days ago
Occurred
Sep 23, 2022
Advisor changed firm
Brendan James Price left Bancwest Investment Services, Inc. (Bwis) for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-09-15)
Form ADVobserved 5 days ago