DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric Scott Koford

Ae Wealth Management, LLCBD affiliatedOverland Park, Ks IA-onlyIAPD 2418499

Feed of 09/16/2026

Also filed as Eric Scott Koford

At current firm

0 y

since Apr 23, 2026

In the industry

32 y

since Dec 16, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Enlightnu Wealth LLC state registered current
since Sep 15, 2026 · Overland Park, Ks
Ae Wealth Management, LLC BD affiliated current
since Apr 23, 2026 · Overland Park, Ks
Jgp Wealth Management, LLC independent RIA
Jun 3, 2025 to Oct 15, 2025 · Provo, Ut
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 27, 2024 to May 15, 2025 · Provo, Ut
Diversify Wealth Management, LLC independent RIA
May 14, 2024 to Oct 1, 2024 · South Jordan, Ut
Diversify Advisory Services, LLC BD affiliated
Sep 15, 2023 to May 10, 2024 · South Jordan, Ut
Dfpg Investments, LLC former
Mar 9, 2022 to Feb 9, 2024 · Sandy, Ut
Bmo Asset Management Corp. other
Feb 22, 2021 to Feb 4, 2022 · Orem, Ut
Bmo Asset Management Corp. other
Mar 13, 2019 to Dec 31, 2020 · Provo, Ut
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Mar 6, 2019 · Boston, Ma
Strategic Advisers LLC national BD
Jun 4, 2018 to Jul 13, 2018 · American Fork, Ut
Valic Financial Advisors, Inc. BD affiliated
Feb 27, 2012 to Jul 31, 2013 · Overland Park, Ks
Waddell & Reed former
Aug 10, 2010 to Mar 12, 2012 · Independence, Mo
Morgan Stanley wirehouse
Sep 30, 2009 to Aug 11, 2010 · Lawrence, Ks
Pgim Investments LLC asset manager
Sep 27, 2006 to May 22, 2009 · Lees Summit, Mo
Invesco Aim Private Asset Management, Inc. unclassified
Jun 5, 2002 to Aug 3, 2006 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

Jgp Wealth Management, LLC to Ae Wealth Management, LLC
left Oct 15, 2025, registered Apr 23, 2026 (190 days) · RIA to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Jgp Wealth Management, LLC
left May 15, 2025, registered Jun 3, 2025 (19 days) · Wirehouse to independent RIA
Diversify Wealth Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 1, 2024, registered Sep 27, 2024 (-4 days) · RIA to wirehouse
Diversify Advisory Services, LLC to Diversify Wealth Management, LLC
left May 10, 2024, registered May 14, 2024 (4 days) · Affiliated broker-dealer or bank to independent RIA
Dfpg Investments, LLC to Diversify Advisory Services, LLC
left Feb 9, 2024, registered Sep 15, 2023 (-147 days) · RIA to affiliated broker-dealer or bank · moved with a team
Bmo Asset Management Corp. to Dfpg Investments, LLC
left Feb 4, 2022, registered Mar 9, 2022 (33 days) · Other
Fidelity Personal And Workplace Advisors to Bmo Asset Management Corp.
left Mar 6, 2019, registered Mar 13, 2019 (7 days) · Other
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Valic Financial Advisors, Inc. to Strategic Advisers LLC
left Jul 31, 2013, registered Jun 4, 2018 (1769 days) · Other
Waddell & Reed to Valic Financial Advisors, Inc.
left Mar 12, 2012, registered Feb 27, 2012 (-14 days) · Other
Morgan Stanley to Waddell & Reed
left Aug 11, 2010, registered Aug 10, 2010 (-1 days) · Other
Pgim Investments LLC to Morgan Stanley
left May 22, 2009, registered Sep 30, 2009 (131 days) · Other
Invesco Aim Private Asset Management, Inc. to Pgim Investments LLC
left Aug 3, 2006, registered Sep 27, 2006 (55 days) · Other

Signals

Eric Koford left Jgp Wealth Management, Llc for Ae Wealth Management, Llc (registered 2026-04-23)
Oct 15, 2025 · Advisor changed firm · fact
Eric Koford left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Jgp Wealth Management, Llc (registered 2025-06-03)
May 15, 2025 · Advisor changed firm · fact
Eric Koford left Diversify Wealth Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-09-27)
Oct 1, 2024 · Advisor changed firm · fact
Eric Koford left Diversify Advisory Services, Llc for Diversify Wealth Management, Llc (registered 2024-05-14)
May 10, 2024 · Advisor changed firm · fact
Eric Koford left Dfpg Investments, Llc for Diversify Advisory Services, Llc (registered 2023-09-15)
Feb 9, 2024 · Advisor changed firm · fact
Eric Koford left Bmo Asset Management Corp. for Dfpg Investments, Llc (registered 2022-03-09)
Feb 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address