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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

CARY LEE BEACH

Advisor at FIRST CITIZENS ASSET MANAGEMENT, INC

Decatur, GA | Summerville, SC

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Search this name across graphsid dfx:ria:161d6dc7-2f19-072d-0434-36c6d31a8597

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST CITIZENS ASSET MANAGEMENT, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 30, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 3
Registered states: 1
Exams: S65|S63
First exam: Nov 30, 2001
First registration: Aug 26, 2003
Dual registered: yes, broker-dealer
Other names: CARY L. BEACH
IAPD individual key: 4445764

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SVB WEALTH	Independent wealth	Aug 19, 2026	n/a	yes	Summerville, SC	Current employment
FIRST CITIZENS ASSET MANAGEMENT, INC	Bd affiliated wealth	Aug 19, 2026	n/a	yes	Summerville, SC	Current employment
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Aug 19, 2026	n/a	yes	Decatur, GA\|Summerville, SC	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Oct 4, 2013	Sep 22, 2025	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|Canal Winchester, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|Columbus, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|Canal Winchester, OH	Previous registration
FRAGASSO FINANCIAL ADVISORS	Independent wealth	Sep 3, 2012	Sep 19, 2013	no	SEWICKLEY, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 16, 2012	Jul 10, 2013	no	PITTSBURGH, PA\|FORT MILL, SC	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 17, 2005	Feb 2, 2012	no	PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Aug 26, 2003	Feb 17, 2005	no	PLYMOUTH MEETING, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUNTINGTON FINANCIAL ADVISORS	SVB WEALTH	Sep 22, 2025	Aug 19, 2026	331	Firm change	Ibd to RIA
FRAGASSO FINANCIAL ADVISORS	HUNTINGTON FINANCIAL ADVISORS	Sep 19, 2013	Oct 4, 2013	15	Firm change	Other
LPL FINANCIAL LLC	FRAGASSO FINANCIAL ADVISORS	Jul 10, 2013	Sep 3, 2012	-310	Firm change after gap	Other
PNC WEALTH MANAGEMENT	LPL FINANCIAL LLC	Feb 2, 2012	Mar 16, 2012	43	Firm change	Other
CITIZENS SECURITIES, INC.	PNC WEALTH MANAGEMENT	Feb 17, 2005	Feb 17, 2005	0	Firm change	Other

Relationships

Registered with (8)

→ FIRST CITIZENS ASSET MANAGEMENT, INCRegistered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ SVB WEALTHRegistered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Oct 4, 2013 to Sep 22, 2025factForm ADV
→ FRAGASSO FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 3, 2012 to Sep 19, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 16, 2012 to Jul 10, 2013factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 17, 2005 to Feb 2, 2012factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Aug 26, 2003 to Feb 17, 2005factForm ADV

Dated events

Occurred
Sep 22, 2025
Advisor changed firm
Cary Lee Beach left Huntington Financial Advisors for Svb Wealth (registered 2026-08-19)
Form ADVobserved 6 days ago