DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cary Lee Beach

First Citizens Asset Management, IncBD affiliatedDecatur, Ga dual registrantIAPD 4445764

Feed of 09/14/2026

Also filed as Cary L. Beach

At current firm

0 y

since Aug 19, 2026

In the industry

24 y

since Nov 30, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Svb Wealth independent RIA current
since Aug 19, 2026 · Summerville, Sc
First Citizens Investor Services, Inc. BD affiliated current
since Aug 19, 2026 · Decatur, Ga
First Citizens Asset Management, Inc BD affiliated current
since Aug 19, 2026 · Summerville, Sc
Huntington Financial Advisors BD affiliated
Oct 4, 2013 to Sep 22, 2025 · Columbus, Oh
Fragasso Financial Advisors independent RIA
Sep 3, 2012 to Sep 19, 2013 · Sewickley, Pa
LPL Financial LLC BD affiliated
Mar 16, 2012 to Jul 10, 2013 · Pittsburgh, Pa
Pnc Wealth Management BD affiliated
Feb 17, 2005 to Feb 2, 2012 · Pittsburgh, Pa
Citizens Securities, Inc. BD affiliated
Aug 26, 2003 to Feb 17, 2005 · Plymouth Meeting, Pa

Moves

a registration end followed by a registration begin elsewhere

Huntington Financial Advisors to Svb Wealth
left Sep 22, 2025, registered Aug 19, 2026 (331 days) · Affiliated broker-dealer or bank to independent RIA
Fragasso Financial Advisors to Huntington Financial Advisors
left Sep 19, 2013, registered Oct 4, 2013 (15 days) · Other
LPL Financial LLC to Fragasso Financial Advisors
left Jul 10, 2013, registered Sep 3, 2012 (-310 days) · Other
Pnc Wealth Management to LPL Financial LLC
left Feb 2, 2012, registered Mar 16, 2012 (43 days) · Other
Citizens Securities, Inc. to Pnc Wealth Management
left Feb 17, 2005, registered Feb 17, 2005 (0 days) · Other

Signals

Cary Lee Beach left Huntington Financial Advisors for Svb Wealth (registered 2026-08-19)
Sep 22, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address