DFX Intelligence

N••• C••••••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

N••• C••••••••• G••••••••

Advisor at A••••• A•• P••••••• S•••••••

Frisco, TX | Fort Worth, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a14b726-326a-df00-2928-6d0f4ad80a83

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 0
Observed: Dec 4, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 11

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Dec 23, 2025	n/a	yes	Fort Worth, TX\|Frisco, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 16, 2025	Nov 13, 2025	no	Fort Worth, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	A••••• A•• P••••••• S•••••••	Nov 13, 2025	Dec 23, 2025	40	Firm change	Ibd to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	K••••• A••••••• S•••••••• L••	Sep 8, 2025	Sep 16, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
519:162200:PA:2019-06-06	Jun 25, 2019	Dec 4, 2017	FORT WASHINGTON, PA	Firm change after gap

Relationships

Registered with (11)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Dec 23, 2025 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 16, 2025 to Nov 13, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 13, 2025 to Sep 8, 2025factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Nov 13, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 8, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 2, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 16, 2022
A•••••• firm change

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a14b726-326a-df00-2928-6d0f4ad80a83
First observed: Dec 4, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.