DFX Intelligence

C•••• A•• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C•••• A•• R•••••

Advisor at H•••••••• P••••••• P•••••••

ORLAND PARK, IL | DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:228df24f-1e42-5575-beab-a8f9e4c66922

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 29, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Nov 1, 2021	n/a	yes	DOWNERS GROVE, IL\|ORLAND PARK, IL	Current employment
H•••••••• A•••••• G••••• L••	Former SEC adviser	Jul 30, 2021	Dec 31, 2021	no	DOWNERS GROVE, IL\|Orland Park, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••• G••••• L••	H•••••••• P••••••• P•••••••	Dec 31, 2021	Nov 1, 2021	-60	Bulk transfer	RIA to new firm
L•••• F••• A••••••• S•••••••	H•••••••• A•••••• G••••• L••	Jul 28, 2021	Jul 27, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
134086:163768:TX:2021-07-28	Jul 28, 2021	Jul 27, 2021	DALLAS, TX	Firm change

Relationships

Registered with (7)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ H•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jul 30, 2021 to Dec 31, 2021factForm ADV
→ L•••• F••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 17, 2016 to Jul 28, 2021factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:228df24f-1e42-5575-beab-a8f9e4c66922
First observed: Oct 28, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.