DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Fairport Asset Management

Former SEC-registered adviserCleveland, OhioCRD 145182SEC 801-68520IAPD
Legal name Fairport, LLC
Latest filing Mar 29, 2019
First filing on the tape Dec 21, 2011 · 21 filings
RAUM
$1.7B
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
100%
$1.7B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.7B as of Mar 29, 2019
Mar 29, 2012$767M then
HNW client RAUM$1.6B as of Mar 29, 2019
Mar 30, 2018$1.5B then
State-registered IARs (5.B.3)7 as of Mar 29, 2019
Mar 27, 20138 then
Employees (5.A)31 as of Mar 29, 2019
Mar 27, 201323 then
Private funds: no history
RAUM -4.8% over the last fiscal year+6.4% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 29, 2019; every figure names its basis
RAUM per advisor
$241MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
96derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.3MderivedHNW RAUM over HNW clients
Average account
$836,908derivedRAUM over accounts (5.F.2.f)
Discretionary
78%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.4derivedItem 5.A over advisors
Advisors per office
3.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-4.8%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.8%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$41.1M, 17 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.6B93%
  • Individuals$121M7.2%
Individual clients
311reported
HNW clients
363reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,019reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$41.1M for 17 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • John Kenneth Coleman · Managing Partnercontrol
      since 06/2010 · owns less than 5%
    • Roulston Heather Ettinger · Managing Partnercontrol
      since 06/2010 · owns less than 5%
    • Jeremy Daniel Berg · Director Of Finance
      since 03/2019 · owns less than 5%
    • Bernard Timothy Woods · Principal
      since 03/2019 · owns less than 5%
    • Andrew Paul Zappala · Chief Compliance Officer, Director Of Operations & Information Technology
      since 06/2010 · owns less than 5%
    Entity owners
    • Wt Acquisition, LLC · Owner
      direct · owns 75% or more
    • Hightower Holding, LLC · Owner
      indirect · owns 75% or more of Wt Acquisition, LLC
    • Thl Equity Fund Vii Investors (Ht), LLC · Owner
      indirect · owns 75% or more of Hightower Holding, LLC
    Related persons
    Schedule D 7.A
    Advisers that list Fairport Asset Management as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,740 to 2,019
      Mar 30, 2018 to Mar 29, 2019
    • Charity clients · 27.0 to unset
      Mar 30, 2018 to Mar 29, 2019
    • Corporate clients · 15.0 to unset
      Mar 30, 2018 to Mar 29, 2019
    • HNW clients · 375 to 363
      Mar 30, 2018 to Mar 29, 2019
    • Individual clients · 287 to 311
      Mar 30, 2018 to Mar 29, 2019
    • Assets in custody · $42.8M to $41.1M
      Mar 30, 2018 to Mar 29, 2019
    • Employees · 27 to 31
      Mar 30, 2018 to Mar 29, 2019
    • Legal name · WEALTHTRUST FAIRPORT, LLC to FAIRPORT, LLC
      Mar 30, 2018 to Mar 29, 2019
    • Discretionary RAUM · $1.3B to $1.3B
      Mar 30, 2018 to Mar 29, 2019
    • HNW RAUM · $1.5B to $1.6B
      Mar 30, 2018 to Mar 29, 2019
    • Individual RAUM · $107M to $121M
      Mar 30, 2018 to Mar 29, 2019
    • Non-discretionary RAUM · $428M to $380M
      Mar 30, 2018 to Mar 29, 2019
    • RAUM · $1.8B to $1.7B
      Mar 30, 2018 to Mar 29, 2019
    • Accounts · 1,813 to 1,740
      Jul 3, 2017 to Mar 30, 2018
    • Charity clients · unset to 27.0
      Jul 3, 2017 to Mar 30, 2018
    • Corporate clients · unset to 15.0
      Jul 3, 2017 to Mar 30, 2018
    • HNW clients · unset to 375.0
      Jul 3, 2017 to Mar 30, 2018
    • Individual clients · unset to 287.0
      Jul 3, 2017 to Mar 30, 2018
    • Assets in custody · $20.3M to $42.8M
      Jul 3, 2017 to Mar 30, 2018
    • Other offices · unset to 1.0
      Jul 3, 2017 to Mar 30, 2018
    • Discretionary RAUM · $1.2B to $1.3B
      Jul 3, 2017 to Mar 30, 2018
    • HNW RAUM · unset to 1547190584.0
      Jul 3, 2017 to Mar 30, 2018
    • Individual RAUM · unset to 107397900.0
      Jul 3, 2017 to Mar 30, 2018
    • Non-discretionary RAUM · $348M to $428M
      Jul 3, 2017 to Mar 30, 2018
    • RAUM · $1.6B to $1.8B
      Jul 3, 2017 to Mar 30, 2018
    • Accounts · 1,690 to 1,813
      Jan 12, 2017 to Mar 24, 2017
    • Advisory employees · 4 to 5
      Jan 12, 2017 to Mar 24, 2017
    • Assets in custody · $24.2M to $20.3M
      Jan 12, 2017 to Mar 24, 2017
    • Employees · 25 to 27
      Jan 12, 2017 to Mar 24, 2017
    • State-registered IARs · 8 to 7
      Jan 12, 2017 to Mar 24, 2017
    • Discretionary RAUM · $1.1B to $1.2B
      Jan 12, 2017 to Mar 24, 2017
    • Non-discretionary RAUM · $322M to $348M
      Jan 12, 2017 to Mar 24, 2017
    • RAUM · $1.4B to $1.6B
      Jan 12, 2017 to Mar 24, 2017
    • Accounts · 1,663 to 1,690
      Oct 15, 2015 to Mar 24, 2016
    • Assets in custody · $33.7M to $24.2M
      Oct 15, 2015 to Mar 24, 2016
    • Discretionary RAUM · $1.1B to $1.1B
      Oct 15, 2015 to Mar 24, 2016
    • Non-discretionary RAUM · $330M to $322M
      Oct 15, 2015 to Mar 24, 2016
    • RAUM · $1.4B to $1.4B
      Oct 15, 2015 to Mar 24, 2016
    • Related broker-dealer · false to true
      Mar 18, 2015 to Oct 15, 2015
    • Accounts · 1,510 to 1,663
      Jun 25, 2014 to Mar 18, 2015
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026