DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••• I•••••••••
PLANO, TX | Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• I••••••••• | Independent wealth | Jun 12, 2024 | n/a | yes | PLANO, TX|Tampa, FL | Current employment |
| T••••••••• R••••••••• A•••••••• L•• | Bd affiliated wealth | Jan 12, 2022 | Sep 11, 2023 | no | St. Petersburg, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••••••• R••••••••• A•••••••• L•• | F••••• I••••••••• | Sep 11, 2023 | Jun 12, 2024 | 275 | Firm change | Ibd to RIA |
| E•••• • Y•••• I••••••••• A••••••• L•• | T••••••••• R••••••••• A•••••••• L•• | Dec 2, 2021 | Jan 12, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7870:111514:FL:2015-04-17 | Apr 20, 2015 | Aug 6, 2013 | TAMPA, FL | Firm change after gap |
| E•••• • Y•••• I••••••••• A••••••• L•• | No RAUM reported | Apr 14, 2021 | Dec 2, 2021 | no | Gulfport, FL|Tampa, FL | Previous registration |
| I•••••• C•••••• A••••••• | Former SEC adviser | Dec 19, 2017 | Jan 2, 2019 | no | Bradenton, FL | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | May 11, 2015 | Oct 10, 2017 | no | St. Petersburg, FL | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Aug 6, 2013 | Apr 20, 2015 | no | TAMPA, FL | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Jul 17, 2013 | Apr 20, 2015 | no | TAMPA, FL | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Mar 3, 2011 | Jan 12, 2012 | no | Seminole, FL | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 7, 1997 | Apr 3, 2009 | no | Seminole, FL|SEMINOLE, FL|MINNEAPOLIS, MN|SAFETY HARBOR, FL | Previous registration |
| 41 |
| Firm change |
| Other |
| I•••••• C•••••• A••••••• | E•••• • Y•••• I••••••••• A••••••• L•• | Jan 2, 2019 | Apr 14, 2021 | 833 | Firm change after gap | Other |
| C•••••• S••••• • C••• I••• | I•••••• C•••••• A••••••• | Oct 10, 2017 | Dec 19, 2017 | 70 | Firm change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Apr 20, 2015 | May 11, 2015 | 21 | Firm change | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Apr 20, 2015 | Aug 6, 2013 | -622 | Channel change | Other |
| A••••••••• F•••••••• S•••••••• L•• | T• A••••••••• I••• | Jan 12, 2012 | Jul 17, 2013 | 552 | Firm change after gap | Ibd to new firm |