DFX Intelligence

Data Factory

G•••••• L••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

G•••••• L••• G•••••

Advisor at L•• F•••••••• L••

MOBILE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2af7cab5-58b2-19eb-0e61-d1976366d34c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 27, 2023	n/a	yes	MOBILE, AL	Current employment
K••••• A•••••••• I•••	Bd affiliated wealth	Nov 13, 2019	Mar 28, 2024	no	FT. LAUDERDALE, FL\|Mobile, AL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A•••••••• I•••	L•• F•••••••• L••	Mar 28, 2024	Oct 27, 2023	-153	Firm change after gap	Ibd to ibd
W••••• E••••••••• • P•••••••••	K••••• A•••••••• I•••	Oct 25, 2019

Relationships

Registered with (9)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 27, 2023 to presentfactForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2019 to Mar 28, 2024factForm ADV
→ W••••• E••••••••• • P•••••••••Registered adviserregistration: previous registration
Jan 8, 2015 to Oct 25, 2019factForm ADV
→ R••••••• H••••••• I••••••••• A•••••••• I•••

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
G•••••• L••• G••••• left K••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-10-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2af7cab5-58b2-19eb-0e61-d1976366d34c
First observed: Jul 20, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.