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RIA / WealthAdvisor18 years in industry

Marcel John Kelley

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

PHOENIX, AZ | GREENVILLE, SC | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:2bfef0db-061a-ed2a-bf06-571f461698b9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Oct 10, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S66
First exam: Sep 15, 2017
First registration: Oct 10, 2017
Dual registered: no
IAPD individual key: 6609960

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Feb 6, 2026	n/a	yes	PHOENIX, AZ\|GREENVILLE, SC\|CHARLOTTE, NC	Current employment
ALLOY INVESTMENT MANAGEMENT	State registered	Jan 9, 2026	n/a	yes	GREENVILLE, SC\|CHARLOTTE, NC	Current employment
OAK HARVEST INVESTMENT SERVICES	Independent wealth	Jan 19, 2024	Jan 7, 2026	no	HOUSTON, TX	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jun 14, 2022	Jan 2, 2024	no	Metairie, LA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 10, 2017	Apr 29, 2022	no	DESTREHAN, LA\|NEW ORLEANS, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OAK HARVEST INVESTMENT SERVICES	ALLOY INVESTMENT MANAGEMENT	Jan 7, 2026	Jan 9, 2026	2	Firm change	RIA to state RIA
AE WEALTH MANAGEMENT, LLC	OAK HARVEST INVESTMENT SERVICES	Jan 2, 2024	Jan 19, 2024	17	Firm change	Ibd to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	AE WEALTH MANAGEMENT, LLC	Apr 29, 2022	Jun 14, 2022	46	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Feb 6, 2026 to presentfactForm ADV
→ ALLOY INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ OAK HARVEST INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jan 19, 2024 to Jan 7, 2026factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 14, 2022 to Jan 2, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 10, 2017 to Apr 29, 2022factForm ADV

Dated events

Occurred
Jan 7, 2026
Advisor changed firm
Marcel John Kelley left Oak Harvest Investment Services for Alloy Investment Management (registered 2026-01-09)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2024
Advisor changed firm
Marcel John Kelley left Ae Wealth Management, Llc for Oak Harvest Investment Services (registered 2024-01-19)
Form ADVobserved 4 days ago
Occurred
Apr 29, 2022
Advisor changed firm
Marcel John Kelley left Ameriprise Financial Services, Llc for Ae Wealth Management, Llc (registered 2022-06-14)
Form ADVobserved 4 days ago