DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Keith Jackson

Transamerica Financial Advisors, LLCBD affiliatedPhiladelphia, Pa dual registrantIAPD 2454736

Feed of 09/15/2026

Also filed as Keith Jackson

At current firm

0 y

since Jun 1, 2026

In the industry

28 y

since Sep 22, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Transamerica Financial Advisors, LLC BD affiliated current
since Jun 1, 2026 · Philadelphia, Pa
LPL Financial LLC BD affiliated
Aug 29, 2025 to Oct 7, 2025 · Philadelphia, Pa
LPL Enterprise, LLC BD affiliated
Aug 26, 2024 to Dec 5, 2024 · Fort Mill, Sc
LPL Financial LLC BD affiliated
Jul 31, 2024 to Aug 26, 2024 · Philadelphia, Pa
Ernst & Young Investment Advisers Llp no RAUM
May 9, 2023 to Jun 9, 2023 · Philadelphia, Pa
Summit Global Investments, LLC mixed wealth
May 27, 2020 to Aug 18, 2023 · Philadelphia, Pa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 17, 2015 to Oct 5, 2017 · Pennington, Nj
Transamerica Financial Advisors, LLC BD affiliated
Jan 27, 2015 to Dec 18, 2015 · Radnor, Pa
Msi Financial Services, Inc. former
Feb 28, 2012 to Feb 5, 2013 · Plymouth Meeting, Pa
Oneamerica Securities, Inc. BD affiliated
Oct 12, 2011 to Nov 11, 2011 · Plymouth Meeting, Pa
Charles Schwab & Co., Inc. national BD
Aug 3, 2006 to Sep 13, 2010 · Philadelphia, Pa
Financial Integrity Advisors, LLC institutional
Mar 28, 2006 to Aug 8, 2006 · Philadelphia, Pa
Fsc Securities Corporation former
Jan 4, 2006 to Jul 21, 2006 · Philadelphia, Pa
Asset & Financial Planning, Ltd former
Sep 8, 2005 to Oct 19, 2005 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Transamerica Financial Advisors, LLC
left Oct 7, 2025, registered Jun 1, 2026 (237 days) · Affiliated broker-dealer or bank to another
LPL Enterprise, LLC to LPL Financial LLC
left Dec 5, 2024, registered Aug 29, 2025 (267 days) · Other
LPL Financial LLC to LPL Enterprise, LLC
left Aug 26, 2024, registered Aug 26, 2024 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser
Summit Global Investments, LLC to Ernst & Young Investment Advisers Llp
left Aug 18, 2023, registered May 9, 2023 (-101 days) · Other
Ernst & Young Investment Advisers Llp to LPL Financial LLC
left Jun 9, 2023, registered Jul 31, 2024 (418 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Summit Global Investments, LLC
left Oct 5, 2017, registered May 27, 2020 (965 days) · Wirehouse to independent RIA
Transamerica Financial Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Dec 18, 2015, registered Dec 17, 2015 (-1 days) · Other
Msi Financial Services, Inc. to Transamerica Financial Advisors, LLC
left Feb 5, 2013, registered Jan 27, 2015 (721 days) · Other
Oneamerica Securities, Inc. to Msi Financial Services, Inc.
left Nov 11, 2011, registered Feb 28, 2012 (109 days) · Other
Charles Schwab & Co., Inc. to Oneamerica Securities, Inc.
left Sep 13, 2010, registered Oct 12, 2011 (394 days) · Other
Financial Integrity Advisors, LLC to Charles Schwab & Co., Inc.
left Aug 8, 2006, registered Aug 3, 2006 (-5 days) · Other
Fsc Securities Corporation to Financial Integrity Advisors, LLC
left Jul 21, 2006, registered Mar 28, 2006 (-115 days) · Other
Asset & Financial Planning, Ltd to Fsc Securities Corporation
left Oct 19, 2005, registered Jan 4, 2006 (77 days) · Other

Signals

Keith Jackson left Lpl Financial Llc for Transamerica Financial Advisors, Llc (registered 2026-06-01)
Oct 7, 2025 · Advisor changed firm · fact
Keith Jackson left Lpl Enterprise, Llc for Lpl Financial Llc (registered 2025-08-29)
Dec 5, 2024 · Advisor changed firm · fact
Keith Jackson left Lpl Financial Llc for Lpl Enterprise, Llc (registered 2024-08-26)
Aug 26, 2024 · Advisor changed firm · fact
Keith Jackson left Summit Global Investments, Llc for Ernst & Young Investment Advisers Llp (registered 2023-05-09)
Aug 18, 2023 · Advisor changed firm · fact
Keith Jackson left Ernst & Young Investment Advisers Llp for Lpl Financial Llc (registered 2024-07-31)
Jun 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address