DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Msress III Manager, L.L.C.
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 21 filings
SEC status approved since Jan 26, 2006
RAUM
$39.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
372
170 advisory (5.B.1)
Offices
16
beyond the principal office
Private funds
1
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$39.6M as of Mar 26, 2026
Mar 30, 2012$4.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 30, 20120 then
Employees (5.A)372 as of Mar 26, 2026
Mar 28, 2013245 then
Private funds1 as of Mar 26, 2026
Mar 30, 20124 then
RAUM -2.6% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $39.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived17 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$39.6M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=21.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Morgan Stanley Real Estate Special Situations Fund III, L.P. | Real Estate Fund | $48.1M | 63 | Mar 30, 2012 |
| Msrei Post Co-Investment, L.P.no longer reported | Real Estate Fund | $11.8M | 7 | Mar 30, 2012 |
| Monroe Co-Investment, L.P.no longer reported | Real Estate Fund | $2.2M | 4 | Mar 30, 2012 |
| Morgan Stanley Real Estate Special Situations Fund III Institutional, L.P. (Feeder)no longer reported | Hedge Fund | $0 | 150 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Toru Bando · Chief Investment Officer Of Morgan Stanley Real Estate Investingcontrolsince 03/2022 · owns less than 5%
- Olivier De Poulpiquet · Chairman Of Morgan Stanley Real Estate Investingcontrolsince 03/2022 · owns less than 5%
- Richard John Klopp · Head Of Real Assets And Director, President, And Chairman Of Msress III, Inc.controlsince 09/2010 · owns less than 5%
- Perry Brian Niles · Co-Chief Executive Officer Of Morgan Stanley Real Estate Investingcontrolsince 03/2022 · owns less than 5%
- Andrea Lauren Silverman · Co-Chief Executive Officer Of Morgan Stanley Real Estate Investingcontrolsince 03/2022 · owns less than 5%
- Clarke Peter Harned · Chief Financial Officer Of Morgan Stanley Real Assets Investingsince 03/2014 · owns less than 5%
- Cordt Benjamin Huneke · President And Managing Director Of Morgan Stanley Investment Managementsince 11/2024 · owns less than 5%
- Alisa Arlene Morris · Chief Compliance Officersince 10/2022 · owns less than 5%
- Christie Park · Chief Operating Officer Of Morgan Stanley Real Assets Investingsince 03/2014 · owns less than 5%
- Mustufa Salehbhai · Chief Legal Officersince 12/2016 · owns less than 5%
- Anthony Bennett Weaver · Director Of Msress III, Inc.since 09/2017 · owns less than 5%
Entity owners
- Msress III, Inc. · Managing Memberdirect · owns less than 5%
- Morgan Stanley · Sole Shareholderindirect · owns 75% or more of Msress III, Inc. · public reporting company
Related persons
Schedule D 7.A
- Cp Infrastructure III Slp LPpooled vehicle sponsorn
- Cp Infrastructure IV Slp LPpooled vehicle sponsorn
- Mesa West Capitalinvestment adviserpooled vehicle sponsornRAUM $8.7B
- Mesa West Core Lending Fund Gp, LLCpooled vehicle sponsorn
- Mesa West Dsa, LLCinvestment advisern
- Mesa West Lv Sa Gp, LLCpooled vehicle sponsorn
- Mesa West Real Estate Income Fund IV Gp, LLCpooled vehicle sponsorn
- Mesa West Real Estate Income Fund V Gp, LLCpooled vehicle sponsorn
- Morgan Stanley & Co. LLCbroker-dealertrust companyn
- Morgan Stanley Asia (Singapore) Ptebroker-dealerinvestment advisern
- Morgan Stanley Asia Limitedbroker-dealerinvestment advisern
- Morgan Stanley Capital Partners Vi Gp Inc.pooled vehicle sponsorn
- Morgan Stanley Capital Partners Vii Gp Inc.pooled vehicle sponsorn
- Morgan Stanley Capital Partners Viii Gp Inc.pooled vehicle sponsorn
- Morgan Stanley Infrastructure Gp LPbankpooled vehicle sponsorn
- Morgan Stanley Infrastructure Holdings Inc.bankpooled vehicle sponsorn
- Morgan Stanley Infrastructure II Gp LPbankpooled vehicle sponsorn
- Morgan Stanley Infrastructure II Inc.pooled vehicle sponsorn
- Morgan Stanley Infrastructure III Gp L.P.bankpooled vehicle sponsorn
- Morgan Stanley Infrastructure III Inc.pooled vehicle sponsorn
- Morgan Stanley Infrastructure III Investors Gp S.A R.L.bankpooled vehicle sponsorn
- Morgan Stanley Infrastructure Inc.investment advisernRAUM $16B
- Morgan Stanley Infrastructure IV Gp LPbankpooled vehicle sponsorn
- Morgan Stanley Infrastructure IV Inc.pooled vehicle sponsorn
- Morgan Stanley Infrastructure IV Investors Gp S.A R.L.bankpooled vehicle sponsorn
- Morgan Stanley Infrastructure Partners II Investors C Gppooled vehicle sponsorn
- Morgan Stanley Investment Management Inc.investment adviserbankpooled vehicle sponsornRAUM $702B
- Morgan Stanley Investment Management Limitedinvestment adviserpooled vehicle sponsornRAUM $175B
- Morgan Stanley Next Level Fund Gp, LLCpooled vehicle sponsorn
- Morgan Stanley Private Equity Asia III, Inc.investment adviserpooled vehicle sponsornRAUM $1.6B
Advisers that list Msress III Manager, L.L.C. as a related person
Offices
Schedule D 1.F, the 25 largest
- Tokyo, Japan26 employees
- London, United Kingdom19 employees
- San Francisco, CA14 employees
- Frankfurt, Germany9 employees
- Los Angeles, CA9 employees
- Sydney, Australia7 employees
- Shanghai, China7 employees
- Milan, Italy6 employees
- Paris, France4 employees
- Atlanta, GA4 employees
- Mumbai, India4 employees
- Singapore, Singapore3 employees
- Madrid, Spain3 employees
- Kowloon, Hong Kong2 employees
- Chicago, IL1 employees
- Seoul, Korea, South1 employees
- Dubai, United Arab Emirates1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusual affiliate densityStatic outlier · filing Mar 26, 2026distinct affiliate types checked on Item 7.A of 6.0 against a peer median of 2.0 (128 comparable advisers, 100.0th percentile, 5.4 robust deviations)peers: asset managers, under $100M (128) · 100% percentile
- large related person networkStatic outlier · filing Mar 26, 2026related persons on Schedule D 7.A of 103.0 against a peer median of 5.0 (73 comparable advisers, 99.0th percentile, 33.1 robust deviations)peers: asset managers, under $100M (73) · 99% percentile
What changed
consecutive filings, newest first
- Advisory employees · 171 to 170Mar 26, 2025 to Mar 26, 2026
- BD registered reps · 20 to 21Mar 26, 2025 to Mar 26, 2026
- Employees · 289 to 372Mar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $40.7M to $39.6MMar 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $40.7M to $39.6MMar 26, 2025 to Mar 26, 2026
- RAUM · $40.7M to $39.6MMar 26, 2025 to Mar 26, 2026
- Advisory employees · 174 to 171Nov 26, 2024 to Mar 26, 2025
- BD registered reps · 25 to 20Nov 26, 2024 to Mar 26, 2025
- Employees · 360 to 289Nov 26, 2024 to Mar 26, 2025
- Financial planning clients · unset to Nov 26, 2024 to Mar 26, 2025
- Other offices · 17 to 16Nov 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $48.1M to $40.7MNov 26, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $48.1M to $40.7MNov 26, 2024 to Mar 26, 2025
- RAUM · $48.1M to $40.7MNov 26, 2024 to Mar 26, 2025
- Advisory employees · 171 to 174Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 27 to 25Mar 31, 2023 to Mar 28, 2024
- Employees · 347 to 360Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $67.2M to $48.1MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $67.2M to $48.1MMar 31, 2023 to Mar 28, 2024
- RAUM · $67.2M to $48.1MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 165 to 171Oct 7, 2022 to Mar 31, 2023
- Employees · 265 to 347Oct 7, 2022 to Mar 31, 2023
- Other offices · 18 to 17Oct 7, 2022 to Mar 31, 2023
- Discretionary RAUM · $189M to $67.2MOct 7, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $189M to $67.2MOct 7, 2022 to Mar 31, 2023
- RAUM · $189M to $67.2MOct 7, 2022 to Mar 31, 2023
- Advisory employees · 153 to 165Mar 31, 2021 to Mar 30, 2022
- BD registered reps · 35 to 27Mar 31, 2021 to Mar 30, 2022
- Employees · 258 to 265Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $223M to $189MMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $223M to $189MMar 31, 2021 to Mar 30, 2022
- RAUM · $223M to $189MMar 31, 2021 to Mar 30, 2022
- Advisory employees · 150 to 153Apr 1, 2020 to Mar 31, 2021
- BD registered reps · 36 to 35Apr 1, 2020 to Mar 31, 2021
- Employees · 247 to 258Apr 1, 2020 to Mar 31, 2021
- Discretionary RAUM · $274M to $223MApr 1, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $274M to $223MApr 1, 2020 to Mar 31, 2021
- RAUM · $274M to $223MApr 1, 2020 to Mar 31, 2021
- Accounts · 2 to 1Mar 29, 2019 to Mar 30, 2020
- Advisory employees · 142 to 150Mar 29, 2019 to Mar 30, 2020
Signals
7 dated events
- Aaron Daniel Simkowitz (Head Of Morgan Stanley Investment Management) no longer on Schedule A of Msress Iii Manager, L.L.C. (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Msress Iii Manager, L.L.C. reported RAUM $67.2M, down 65% from $189.4M (2022-10-07 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Perry Brian Niles (Co-Chief Executive Officer Of Morgan Stanley Real Estate Investing) appeared on Schedule A of Msress Iii Manager, L.L.C.Mar 30, 2022 · Control person joined · fact
- Hochfelder Lauren Silverman (Co-Chief Executive Officer Of Morgan Stanley Real Estate Investing) appeared on Schedule A of Msress Iii Manager, L.L.C.Mar 30, 2022 · Control person joined · fact
- Toru Bando (Chief Investment Officer Of Morgan Stanley Real Estate Investing) appeared on Schedule A of Msress Iii Manager, L.L.C.Mar 30, 2022 · Control person joined · fact
- Msress Iii Manager, L.L.C. reported RAUM $274.0M, down 68% from $865.7M (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Msress Iii Manager, L.L.C. reported RAUM $1.0B, down 43% from $1.8B (2017-12-15 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-761-7160reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Msress III Manager, L.L.C. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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