DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••• F••••
Legal name L•••••• S••••••••• L••
Latest filing Jun 10, 2026
First filing on the tape Mar 28, 2012 · 33 filings
SEC status approved since Aug 18, 2004
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
368
34 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$2.2B as of Jun 10, 2026
Mar 28, 2012$173M then
HNW client RAUM$56.6M as of Mar 28, 2019
Mar 27, 2018$56.0M then
State-registered IARs (5.B.3)58 as of Jun 10, 2026
Mar 13, 20133 then
Employees (5.A)368 as of Jun 10, 2026
Mar 13, 201313 then
Private funds: no history
RAUM +19% over the last fiscal year+3.2% a year over threeIARs 50 to 58
Practice profile
derived from the filing of Jun 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $37.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $308MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.3derivedItem 5.A over advisors
- Advisors per office
- 58.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +16%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=239.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- A••••• Y•••••• L•• to C•••••• S••••• • C••• I•••Apr 3, 2020 · Other
- N••• M•••••• K•• to M••••••• I••••••••• M••••••••• ••• L••Apr 11, 2017 · Other
Joined, latest
- N••• M•••••• K•• from B•••••••• F••• A•••••••Feb 5, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• J••••• E••••• · Senior Managing Director, President And Chairman Of The Boardcontrolsince 07/2016 · owns less than 5%
- F••••• G••••••• A• · Managing Director And Chief Financial Officercontrolsince 07/2016 · owns less than 5%
- G•••••• W•••••• F•••••• · Managing Director And G•••••• Counselcontrolsince 07/2016 · owns less than 5%
- M••••••• J•••••• G••• · Executive Vice President And Chief Compliance Officercontrolsince 07/2016 · owns less than 5%
- M••••• V•••••• J••••• · Senior Vice President - Investmentscontrolsince 03/2019 · owns less than 5%
Entity owners
- H••••••• F•••• M••••••••• C•••••• · Sole Memberdirect · owns 75% or more
- H••••••• F•••• M••••••••• G••••• I••• · Ownerindirect · owns 75% or more of H••••••• F•••• M••••••••• C••••••
- H••••••• H•••••••• I••• · Ownerindirect · owns 75% or more of H••••••• F•••• M••••••••• G••••• I•••
- T•• H••••••• F•••••••• S••••••• G••••• I••• · Ownerindirect · owns 75% or more of H••••••• H•••••••• I••• · public reporting company
Related persons
Schedule D 7.A
- F•••• S•••• I•••••••• C••••••real estaten
- H••••••• A••••••• A•• I•••••••• C••••••real estaten
- H••••••• C••••••• G•••••• A•••••• I••real estaten
- H••••••• C••••••• I•••••••• C••••••real estaten
- H••••••• F••• G•••••• A•••••• I••real estaten
- H••••••• F••• I•••••••• C••••••real estaten
- H••••••• Investment Financial Services, LLCbroker-dealernRAUM $51B
- H••••••• F••••investment adviserbankpooled vehicle sponsoryRAUM $152B
- H••••••• I•••••••• C•••••• O• I•••••••real estaten
- H••••••• I•••••••• C•••••• O• T•• M••••••real estaten
- H••••••• I•••••••• C•••••• O• T•• S••••••••real estaten
- H••••••• I••••••••• L••real estaten
- H••••••• I••••••••• M••••••••• C••••••investment adviserbankLP sponsornRAUM $124B
- H••••••• L••• A•• A••••••• I•••••••• C••••••real estaten
- H••••••• L••••••real estaten
- H••••••• L•••••• I•••••••• C••••••real estaten
- H••••••• O• T•••• G•••••• A•••••• I••real estaten
- H••••••• O• T•• S•••••••• G•••••• A•••••• I•••real estaten
- H••••••• S•••••••• I•••••••• S••••••• O• T••••• L••real estaten
- H••••••• U••••••••• G•••••• A•••••• I••real estaten
- H••••••• U••••••••• I•••••••• C••••••real estaten
- H••••••• U••••••••• A••••• L••••••real estaten
- H••••••• R••••••••• C••••••• L•••real estaten
- M•••• C••••••• I•••••••• C••••••real estaten
- M•••• I•••••••• C••••••real estaten
- M•••• S•••••••• S••••••• C•••••••••real estaten
- N••••••••• I•••••••• C••••••real estaten
- N••••••••• M••••••••• C••••••• I•••real estaten
- N••••••••• S•••••••• I•••••••• C••••••real estaten
- N••••••••• U••••••••• L••••••real estaten
Advisers that list H••••••• F•••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 7Mar 24, 2025 to Mar 25, 2026
- BD registered reps · 241 to 239Mar 24, 2025 to Mar 25, 2026
- Employees · 387 to 368Mar 24, 2025 to Mar 25, 2026
- State-registered IARs · 50 to 58Mar 24, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.8B to $2.2BMar 24, 2025 to Mar 25, 2026
- RAUM · $1.8B to $2.2BMar 24, 2025 to Mar 25, 2026
- Advisory employees · 36 to 34Jan 8, 2025 to Mar 24, 2025
- BD registered reps · 243 to 241Jan 8, 2025 to Mar 24, 2025
- Employees · 384 to 387Jan 8, 2025 to Mar 24, 2025
- Financial planning clients · unset to Jan 8, 2025 to Mar 24, 2025
- State-registered IARs · 54 to 50Jan 8, 2025 to Mar 24, 2025
- Discretionary RAUM · $2.1B to $1.8BJan 8, 2025 to Mar 24, 2025
- RAUM · $2.1B to $1.8BJan 8, 2025 to Mar 24, 2025
- Accounts · 7 to 9Mar 23, 2023 to Mar 18, 2024
- Advisory employees · 33 to 36Mar 23, 2023 to Mar 18, 2024
- BD registered reps · 241 to 243Mar 23, 2023 to Mar 18, 2024
- Employees · 372 to 384Mar 23, 2023 to Mar 18, 2024
- State-registered IARs · 52 to 54Mar 23, 2023 to Mar 18, 2024
- Discretionary RAUM · $2.0B to $2.1BMar 23, 2023 to Mar 18, 2024
- RAUM · $2.0B to $2.1BMar 23, 2023 to Mar 18, 2024
- Accounts · 6 to 7Mar 29, 2022 to Mar 23, 2023
- Advisory employees · 32 to 33Mar 29, 2022 to Mar 23, 2023
- BD registered reps · 248 to 241Mar 29, 2022 to Mar 23, 2023
- Employees · 366 to 372Mar 29, 2022 to Mar 23, 2023
- State-registered IARs · 53 to 52Mar 29, 2022 to Mar 23, 2023
- Discretionary RAUM · $2.4B to $2.0BMar 29, 2022 to Mar 23, 2023
- RAUM · $2.4B to $2.0BMar 29, 2022 to Mar 23, 2023
- Accounts · 7 to 6Mar 26, 2021 to Mar 29, 2022
- Advisory employees · 33 to 32Mar 26, 2021 to Mar 29, 2022
- BD registered reps · 252 to 248Mar 26, 2021 to Mar 29, 2022
- Employees · 371 to 366Mar 26, 2021 to Mar 29, 2022
- State-registered IARs · 54 to 53Mar 26, 2021 to Mar 29, 2022
- Discretionary RAUM · $2.4B to $2.4BMar 26, 2021 to Mar 29, 2022
- RAUM · $2.4B to $2.4BMar 26, 2021 to Mar 29, 2022
- Accounts · 9 to 7Mar 27, 2020 to Mar 26, 2021
- Advisory employees · 30 to 33Mar 27, 2020 to Mar 26, 2021
- BD registered reps · 242 to 252Mar 27, 2020 to Mar 26, 2021
- Employees · 370 to 371Mar 27, 2020 to Mar 26, 2021
- State-registered IARs · 51 to 54Mar 27, 2020 to Mar 26, 2021
- Discretionary RAUM · $3.3B to $2.4BMar 27, 2020 to Mar 26, 2021
Signals
5 dated events
- H••••••• F•••• reported RAUM $2.4B, down 27% from $3.3B (2020-03-27 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- H••••••• F•••• reported RAUM $2.7B, up 52% from $1.8B (2019-03-28 to 2019-07-22)Jul 22, 2019 · RAUM change · derived
- H••••••• F•••• reported RAUM $1.8B, up 334% from $405.8M (2018-06-22 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Joseph Vernon Meyer (Senior Vice President - Investments) appeared on Schedule A of H••••••• F••••Mar 28, 2019 · Control person joined · fact
- H••••••• F•••• reported RAUM $405.8M, up 93% from $209.7M (2017-05-22 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/H•••••••-FUNDSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.H•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-386-1801reportedpublic record, Form ADV, Jun 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026