DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ADVISORY SERVICES NETWORK
Orlando, FL | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORY SERVICES NETWORK | Independent wealth | Nov 4, 2021 | n/a | yes | Orlando, FL|ATLANTA, GA | Current employment |
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Feb 22, 2019 | Nov 2, 2021 | no | Orlando, FL|FT. LAUDERDALE, FL | Previous registration |
| CAPITAL MARKETS IQ, LLC | Independent wealth | Feb 24, 2017 | Feb 13, 2019 | no | Orlando, FL|ARLINGTON, TX|Orlando, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 3, 2015 | Nov 29, 2016 | no | ORLANDO, FL | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Mar 4, 2015 | Aug 10, 2015 | no | WINTER GARDEN, FL|MAITLAND, FL | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Jul 8, 2013 | Mar 20, 2015 | no | ORLANDO, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 7, 2003 | Jan 22, 2004 | no | WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KOVACK ADVISORS, INC. | ADVISORY SERVICES NETWORK | Nov 2, 2021 | Nov 4, 2021 | 2 | Firm change | Ibd to RIA |
| CAPITAL MARKETS IQ, LLC | KOVACK ADVISORS, INC. | Feb 13, 2019 | Feb 22, 2019 | 9 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | CAPITAL MARKETS IQ, LLC | Nov 29, 2016 | Feb 24, 2017 | 87 | Firm change | Other |
| INVEST FINANCIAL CORPORATION | LPL FINANCIAL LLC | Aug 10, 2015 | Aug 3, 2015 | -7 | Firm change | Other |
| CUSO FINANCIAL SERVICES, L.P. | INVEST FINANCIAL CORPORATION | Mar 20, 2015 | Mar 4, 2015 | -16 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CUSO FINANCIAL SERVICES, L.P. | Jan 22, 2004 | Jul 8, 2013 | 3,455 | Firm change after gap | Other |