DFX Intelligence

A•• A•••• D••••••••• I• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A•• A•••• D••••••••• I• L•

CRD 328513

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:423df48f-75b5-3f29-c48f-5b1119ea6e39

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 1
On other graphs: 2
Observed: Oct 2, 2023 to Mar 30, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•• A•••• D••••••••• I• L•

Private equity manager · shared crd

Independent Sponsorsidentity

A•• A•••• D••••••••• I• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=9.0
Regulatory AUM: $2.3B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 46

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T••••••• C•• 2•••••• L•••	Securitized Asset Fund	$501M	Apr 29, 2024	34	Aug 24, 2017	reported	n/a
T••••••• C•• I•• L•••	Securitized Asset Fund	$477M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• A•••• G• I• L••	GENERAL PARTNER	Na	yes	07/2023	Oct 2, 2023	Apr 29, 2024
A•••••••• C•••••• M••••••••• L••	OWNER, MEMBER	D	yes	04/2023	Oct 2, 2023	Apr 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••••• C•••••• M••••••••• L••	n/a	Other adviser	$44B	N	yes	n/a
A•••••••• P•••••• C••••••• L••	n/a	ASSET_M••••••	$27B	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$2.2B	1.0%	n/a	n/a	46	42	0	0

Relationships

Affiliated with (12)

← A•••••••• C•••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← A•••••••• P•••••• C••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ A•••••••• C•••••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ M•••••• R••••• A•••••••• L••Registered adviser

Dated events

Occurred
Oct 2, 2023
First Form ADV filing
A•• A•••• D••••••••• I• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:423df48f-75b5-3f29-c48f-5b1119ea6e39
First observed: Oct 2, 2023
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.