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A•••••••• A••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

A•••••••• A••••••• P•••••••• L••

CRD 285721

SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:325868ae-7171-db29-633e-9325b106bee4

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 11
On other graphs: 0
Observed: Oct 20, 2016 to Mar 27, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.19 fund_share=0.67 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.2BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $419MderivedItem 5.D individuals plus high net worth individuals
Private client share: 19%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••••• M•••••• O••••••	Chartered Financial Analyst	PORT WASHINGTON, NY \| SARASOTA, FL	3	26	n/a	no
T••••• M•••••• H••••	Chartered Financial Analyst	SARASOTA, FL	3	19

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• C•••••• M••••••••• L••	Owner	D	yes	10/2016	Oct 20, 2016	Mar 29, 2024
C••••••••• S•••• S••••	OWNER, CHIEF ADMINISTRATIVE OFFICER	Na	yes	01/2019	Mar 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••••• C•••••• M••••••••• L••	n/a	Other adviser	$44B	Y	yes	n/a
A•••••••• I••••••••• S•••••••• L••	n/a	ASSET_M••••••	$17B	Y	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEWPORT BEACH	CA	United States	7	no
LOS ANGELES	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$3.2B	-31.1%	$1.8B	6.4%	7	7	2	2

Relationships

Affiliated with (12)

← A•••••••• C•••••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← A•••••••• P•••••• C••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← A•••••••• I••••••••• S•••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← APC ASSET DEVELOPMENT I, LPRegistered adviser

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
A•••••••• A••••••• P•••••••• L•• reported RAUM $2.2B, down 31% from $3.2B (2025-06-26 to 2026-03-27)
Form ADVobserved 7 days ago
$-1.0B
Occurred
Mar 18, 2024
Regulatory AUM changed
A•••••••• A••••••• P•••••••• L•• reported RAUM $2.9B, up 56% from $1.8B (2023-03-30 to 2024-03-18)
Form ADVobserved 7 days ago
$1.0B
Occurred
Mar 18, 2024
Control person joined
Reid Robert Womack (Owner, Chief Innovation Officer) appeared on Schedule A of A•••••••• A••••••• P•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:325868ae-7171-db29-633e-9325b106bee4
First observed: Oct 20, 2016
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (20)

← L•••••••• G•••• W••••OwnerOWNER, SENIOR PARTNER, ownership code NA, individual
Oct 20, 2016 to Mar 29, 2024factForm ADV
← A•••••••• C•••••• M••••••••• L••OwnerOWNER, ownership code D, domestic entity
Oct 20, 2016 to Mar 29, 2024factForm ADV
← S•••••••• N••••• J•••••••OwnerOWNER, MANAGING DIRECTOR, CHIEF RISK OFFICER, ownership code NA, individual
Sep 28, 2017 to Mar 29, 2024factForm ADV
← G•••••••• H•••••• R••OwnerTRUSTEE, ownership code F, individual
Mar 26, 2018 to Mar 29, 2024factForm ADV
← S••••••••• R••••••• H•••••OwnerOWNER, SENIOR PARTNER, ownership code NA, individual
Oct 20, 2016 to Mar 29, 2024factForm ADV
← W•••••• R•••••• R•••OwnerOWNER, CHIEF INNOVATION OFFICER, ownership code NA, individual
Mar 18, 2024 to Mar 29, 2024factForm ADV
← H••••• T•••••• M••••••OwnerOWNER, MANAGING DIRECTOR, PORTFOLIO M••••••, ownership code A, individual
Mar 26, 2018 to Mar 29, 2024factForm ADV
← H•••••• W•••••• R•••OwnerOWNER, DIRECTOR, SENIOR RESEARCH ANALYST, ownership code A, individual
Mar 26, 2018 to Mar 29, 2024factForm ADV
← D•••• N•••••••• J••••OwnerOWNER, DIRECTOR, SENIOR RESEARCH ANALYST, ownership code NA, individual
Jul 30, 2021 to Mar 29, 2024factForm ADV
← G••••• M•••••••• M•••••••OwnerOWNER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 20, 2016 to Mar 29, 2024factForm ADV
← O•••••• B••••••• M••••••OwnerOWNER, DIRECTOR, PORTFOLIO M••••••, ownership code A, individual
Mar 26, 2018 to Mar 29, 2024factForm ADV
← S• H••••••• K••• M••••OwnerOWNER, MANAGING DIRECTOR, OPERATIONS & TRADING, ownership code NA, individual
Mar 18, 2024 to Mar 29, 2024factForm ADV
← F••••••••• O•••• B••••••OwnerOWNER, MANAGING DIRECTOR, LEAD PORTFOLIO M••••••, ownership code B, individual
Mar 26, 2018 to Mar 29, 2024factForm ADV
← H••••••••• J•••••••••OwnerCO-TRUSTEE, ownership code F, individual
Oct 20, 2016 to Mar 29, 2024factForm ADV
← H••••••••• R••••••• S••••OwnerCO-TRUSTEE, ownership code F, individual
Oct 20, 2016 to Mar 29, 2024factForm ADV
← C••••••••• S•••• S••••OwnerOWNER, CHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
Mar 18, 2024 to Mar 29, 2024factForm ADV
← Q•••• J•••• A•••••OwnerOWNER, MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER, ownership code NA, individual
Mar 18, 2024 to Mar 29, 2024factForm ADV
← G••••••• T••••OwnerOWNER/MEMBER, ownership code C, domestic entity
Mar 26, 2018 to Mar 29, 2024factForm ADV
← M•••••• V•••••••• L••OwnerOWNER/MEMBER, ownership code C, domestic entity
Oct 20, 2016 to Mar 29, 2024factForm ADV
← R•••••• H•••••••• A•• J••••••••• H•••••••• T••• O• T•• H•••••••• F••••• T•••• D•••• 1•••••••OwnerOWNER, ownership code E, domestic entity
Mar 26, 2018 to Mar 29, 2024factForm ADV