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CRD 169959
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ARISTOTLE CAPITAL MANAGEMENT, LLC | Member | D | yes | 12/2013 | Dec 17, 2013 | Oct 25, 2024 |
| Chandwani, Sona, Sapna | OWNER, CHIEF ADMINSTRATIVE OFFICER | Na | yes | 01/2019 | Mar 25, 2024 | Oct 25, 2024 |
| GLEICHER TRUST | OWNER/MEMBER | C | yes | 12/2012 | Mar 29, 2018 | Oct 25, 2024 |
| GLEICHER, HOWARD, ROY | Trustee | F | yes | 07/2011 | Dec 17, 2013 | Oct 25, 2024 |
| GLEICHER, HOWARD, ROY | OWNER, DIRECTOR | Na | yes | 12/2013 | Dec 17, 2013 | Oct 25, 2024 |
| HOLLANDER, JACQUELINE | CO-TRUSTEE | F | yes | 10/2009 | Dec 26, 2013 | Oct 25, 2024 |
| HOLLANDER, RICHARD, SCOTT | CO-TRUSTEE | F | yes | 10/2009 | Dec 17, 2013 | Oct 25, 2024 |
| HOLLANDER, RICHARD, SCOTT | OWNER, MANAGER | Na | yes | 12/2013 | Dec 17, 2013 | Oct 25, 2024 |
| LISENBEE, GARY, WAYNE | OWNER, SENIOR PARTNER | Na | yes | 12/2013 | Dec 17, 2013 | Oct 25, 2024 |
| LOPEZ, DOUGLAS, FRANK | OWNER, PORTFOLIO MANAGER | B | yes | 01/2014 | Jan 31, 2014 | Oct 25, 2024 |
| METWEST VENTURES, LLC | OWNER/MEMBER | C | yes | 07/2011 | Dec 17, 2013 | Oct 25, 2024 |
| Quan, John, Albert | OWNER, MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER | Na | yes | 10/2021 | Mar 25, 2024 | Oct 25, 2024 |
| RCB ACQUISITION COMPANY, LLC | OWNER / MEMBER | C | yes | 07/2011 | Dec 17, 2013 | Oct 25, 2024 |
| REIDT, TERENCE, LEE | OWNER, PORTFOLIO MANAGER | A | yes | 01/2014 | Jun 30, 2014 | Oct 25, 2024 |
| RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88 | Owner | E | yes | 10/2009 | Dec 17, 2013 | Oct 25, 2024 |
| SCARLETT, NANCY, JEDDELOH | DIRECTOR, CHIEF RISK OFFICER | Na | yes | 02/2018 | Mar 29, 2018 | Oct 25, 2024 |
| SCHWEITZER, RICHARD, HARLAN | OWNER, SENIOR PARTNER | Na | yes | 12/2013 | Dec 17, 2013 | Oct 25, 2024 |
| ST HILAIRE, KIM, MARIE | OWNER, MANAGING DIRECTOR, OPERATIONS & TRADING | Na | yes | 05/2021 | Mar 25, 2024 | Oct 25, 2024 |
| WOMACK, ROBERT, REID | OWNER, CHIEF INNOVATION OFFICER | Na | yes | 07/2018 | Jun 30, 2014 | Oct 25, 2024 |
| GOSOM, MICHELLE, MONSALUD | OWNER, CHIEF COMPLIANCE OFFICER, DIRECTOR | Na | no | 10/2024 | Mar 29, 2018 | Oct 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ARISTOTLE CAPITAL MANAGEMENT, LLC | n/a | Other adviser | $44B | Y | yes | n/a |
| ARISTOTLE PACIFIC CAPITAL, LLC | n/a | Asset manager | $27B | N | yes | n/a |
| ARISTOTLE INVESTMENT SERVICES, LLC | n/a | Asset manager | $17B | N | yes | n/a |
| ARISTOTLE ATLANTIC PARTNERS, LLC | n/a | Other adviser | $2.2B | N | yes | n/a |
| ARISTOTLE CAPITAL BOSTON, LLC | n/a | Other adviser | $1.8B | N | yes | n/a |
| APC HY BOND GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| APC SHORT DURATION HY GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| METWEST FUND MANAGER, LLC | n/a | n/a | n/a | N | yes | n/a |
| METWEST REALTY ADVISORS, LLC | n/a | State registered | n/a | N | yes | n/a |
| PAM BANK LOAN FUND GP LLC | n/a | n/a | n/a | N | yes | n/a |
| PAM CLO OPPORTUNITIES FUND GP LLC | n/a | n/a | n/a | N | yes | n/a |
| SAUL FUND GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| LOS ANGELES | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 28, 2025 | $225M | $225M | 2 | 2 | 1 | n/a | n/a |
| 2023 | Mar 25, 2024 | $947M | $947M | 4 | 3 | 1 | n/a | n/a |
| 2022 | Mar 27, 2023 | $677M | $677M | 7 | 6 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $605M | $605M | 6 | 5 | 0 | n/a | n/a |
| 2020 | Mar 25, 2021 | $461M | $461M | 7 | 6 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $515M | $515M | 8 | 7 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | $453M | $453M | 8 | 7 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $413M | $413M | 8 | 7 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $386M | $386M | 7 | 5 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $389M | $389M | 8 | 5 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $412M | $412M | 20 | 11 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $81.1M | $947M | -91.4% | $605M | -48.8% | 2 | 4 | 1 | 1 |