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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

ARISTOTLE INVESTMENT SERVICES, LLC

CRD 324207

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9722c90-e65d-ea99-4f22-b7c4a36dc6ee

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 10
On other graphs: 0
Observed: Nov 29, 2022 to Mar 30, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=10.0
Regulatory AUM: $17BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $17B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 21
Individual clients: 0
High net worth clients: 0
SEC number: 801-127110
CIK: 1986209
CRD: 324207
Filings on the tape: 5
First filed: Nov 29, 2022
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARISTOTLE CAPITAL MANAGEMENT, LLC	OWNER/MEMBER	E	yes	11/2022	Nov 29, 2022	Mar 28, 2024
BOROWSKI, STEVEN, MARK	OWNER, PRESIDENT	F	yes	07/2011	Nov 29, 2022	Mar 28, 2024
COSTA, RICARDO	MANAGING DIRECTOR	Na	yes	04/2023	Mar 28, 2024	Mar 28, 2024
FUCCILLO, THOMAS, JOSEPH	CHIEF LEGAL OFFICER	Na	yes	01/2023	May 5, 2023	Mar 28, 2024
GLEICHER HOLDINGS, LLC	Owner	C	yes	12/2012	Nov 29, 2022	Mar 28, 2024
GLEICHER, HOWARD, ROY	OWNER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	F	yes	07/2011	Nov 29, 2022	Mar 28, 2024
HOLLANDER, RICHARD, SCOTT	OWNER, CHAIRMAN OF THE BOARD	F	yes	09/2012	Nov 29, 2022	Mar 28, 2024
LALLANDE, JOSEPH, GUSTAVE	DEPUTY CHIEF LEGAL OFFICER	Na	yes	04/2023	May 5, 2023	Mar 28, 2024
LISENBEE, GARY, WAYNE	OWNER, VICE CHAIRMAN	F	yes	01/2022	Nov 29, 2022	Mar 28, 2024
NOLAN, DOMINIC, DAO	CHIEF EXECUTIVE OFFICER	Na	yes	04/2023	May 5, 2023	Mar 28, 2024
RCB ACQUISITION COMPANY, LLC	Owner	C	yes	07/2011	Nov 29, 2022	Mar 28, 2024
RUMSEY, CAROL, ELAINE	CHIEF COMPLIANCE OFFICER	Na	yes	05/2023	May 5, 2023	Mar 28, 2024
Schwab, Joshua, Brian	CHIEF FINANCIAL OFFICER	Na	yes	04/2023	May 5, 2023	Mar 28, 2024
SCHWEITZER, RICHARD, HARLAN	OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER	F	yes	07/2011	Nov 29, 2022	Mar 28, 2024
ST HILAIRE, KIM, MARIE	CHIEF OPERATING OFFICER	Na	yes	11/2022	May 5, 2023	Mar 28, 2024
PACIFIC LIFE INSURANCE COMPANY	Owner	F	no	04/2023	Mar 28, 2024	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ARISTOTLE CAPITAL MANAGEMENT, LLC	n/a	Other adviser	$44B	Y	yes	n/a
ARISTOTLE PACIFIC CAPITAL, LLC	n/a	Asset manager	$27B	N	yes	n/a
APC ASSET DEVELOPMENT I, LP	n/a	Asset manager	$2.3B	N	yes	n/a
ARISTOTLE ATLANTIC PARTNERS, LLC	n/a	Other adviser	$2.2B	N	yes	n/a
APC ASSET DEVELOPMENT II, LP	n/a	Asset manager	$2.1B	N	yes	n/a
ARISTOTLE CAPITAL BOSTON, LLC	n/a	Other adviser	$1.8B	N	yes	n/a
ARISTOTLE CREDIT PARTNERS, LLC	n/a	Former SEC adviser	$81.1M	N	yes	n/a
APC ASSET GP I, LLC	n/a	n/a	n/a	N	yes	n/a
APC ASSET GP II, LLC	n/a	n/a	n/a	N	yes	n/a
APC HY BOND GP, LLC	n/a	n/a	n/a	N	yes	n/a
APC SHORT DURATION HY GP, LLC	n/a	n/a	n/a	N	yes	n/a
METWEST FUND MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
METWEST REALTY ADVISORS, LLC	n/a	State registered	n/a	N	yes	n/a
PAM BANK LOAN FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
PAM CLO OPPORTUNITIES GP LLC	n/a	n/a	n/a	N	yes	n/a
SAUL FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOS ANGELES	CA	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$17B	$17B	27	7	1	n/a	n/a
2024	Mar 28, 2025	$16B	$16B	26	8	1	n/a	n/a
2023	Mar 28, 2024	$13B	$13B	21	8	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$17B	$16B	2.1%	n/a	n/a	27	26	1	1

Relationships

Affiliated with (15)

← ARISTOTLE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← ARISTOTLE PACIFIC CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ARISTOTLE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ METWEST REALTY ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ARISTOTLE CREDIT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ARISTOTLE CAPITAL BOSTON, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ARISTOTLE ATLANTIC PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ARISTOTLE PACIFIC CAPITAL, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ APC ASSET DEVELOPMENT I, LPRegistered adviserother investment adviser, common control
factForm ADV
→ APC ASSET DEVELOPMENT II, LPRegistered adviserother investment adviser, common control
factForm ADV
← APC ASSET DEVELOPMENT I, LPRegistered adviserother investment adviser, common control
factForm ADV
← APC ASSET DEVELOPMENT II, LPRegistered adviserother investment adviser, common control
factForm ADV
← ARISTOTLE ATLANTIC PARTNERS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← ARISTOTLE CAPITAL BOSTON, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ARISTOTLE CREDIT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (15)

← ARISTOTLE CAPITAL MANAGEMENT, LLCOwnerOWNER/MEMBER, ownership code E, domestic entity
Nov 29, 2022 to Mar 28, 2024factForm ADV
← LISENBEE, GARY, WAYNEOwnerOWNER, VICE CHAIRMAN, ownership code F, individual
Nov 29, 2022 to Mar 28, 2024factForm ADV
← BOROWSKI, STEVEN, MARKOwnerOWNER, PRESIDENT, ownership code F, individual
Nov 29, 2022 to Mar 28, 2024factForm ADV
← GLEICHER, HOWARD, ROYOwnerOWNER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, ownership code F, individual
Nov 29, 2022 to Mar 28, 2024factForm ADV
← FUCCILLO, THOMAS, JOSEPHOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
May 5, 2023 to Mar 28, 2024factForm ADV
← SCHWEITZER, RICHARD, HARLANOwnerOWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, ownership code F, individual
Nov 29, 2022 to Mar 28, 2024factForm ADV
← LALLANDE, JOSEPH, GUSTAVEOwnerDEPUTY CHIEF LEGAL OFFICER, ownership code NA, individual
May 5, 2023 to Mar 28, 2024factForm ADV
← NOLAN, DOMINIC, DAOOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
May 5, 2023 to Mar 28, 2024factForm ADV
← ST HILAIRE, KIM, MARIEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
May 5, 2023 to Mar 28, 2024factForm ADV
← COSTA, RICARDOOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 28, 2024 to Mar 28, 2024factForm ADV
← RUMSEY, CAROL, ELAINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 5, 2023 to Mar 28, 2024factForm ADV
← Schwab, Joshua, BrianOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
May 5, 2023 to Mar 28, 2024factForm ADV
← HOLLANDER, RICHARD, SCOTTOwnerOWNER, CHAIRMAN OF THE BOARD, ownership code F, individual
Nov 29, 2022 to Mar 28, 2024factForm ADV
← GLEICHER HOLDINGS, LLCOwnerOWNER, ownership code C, domestic entity
Nov 29, 2022 to Mar 28, 2024factForm ADV
← RCB ACQUISITION COMPANY, LLCOwnerOWNER, ownership code C, domestic entity
Nov 29, 2022 to Mar 28, 2024factForm ADV

Owns (1)

← PACIFIC LIFE INSURANCE COMPANYOwnerOWNER, ownership code F, domestic entity
Mar 28, 2024 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 28, 2024
Regulatory AUM changed
Aristotle Investment Services, Llc reported RAUM $13.4B, up 25% from $10.7B (2023-05-05 to 2024-03-28)
Form ADVobserved 4 days ago
$2.7B
Occurred
Mar 28, 2024
Control person joined
Ricardo Costa (Managing Director) appeared on Schedule A of Aristotle Investment Services, Llc
Form ADVobserved 4 days ago
Occurred
May 5, 2023
Control person joined
Elaine Carol Rumsey (Chief Compliance Officer) appeared on Schedule A of Aristotle Investment Services, Llc
Form ADVobserved 4 days ago
Occurred
May 5, 2023
Control person joined
Gustave Joseph Lallande (Deputy Chief Legal Officer) appeared on Schedule A of Aristotle Investment Services, Llc
Form ADVobserved 4 days ago
Occurred
May 5, 2023
Control person joined
Dao Dominic Nolan (Chief Executive Officer) appeared on Schedule A of Aristotle Investment Services, Llc
Form ADVobserved 4 days ago
Occurred
May 5, 2023
Control person joined
Brian Joshua Schwab (Chief Financial Officer) appeared on Schedule A of Aristotle Investment Services, Llc
Form ADVobserved 4 days ago
Occurred
May 5, 2023
Control person joined
Joseph Thomas Fuccillo (Chief Legal Officer) appeared on Schedule A of Aristotle Investment Services, Llc
Form ADVobserved 4 days ago
Occurred
May 5, 2023
Control person joined
Marie Kim St Hilaire (Chief Operating Officer) appeared on Schedule A of Aristotle Investment Services, Llc
Form ADVobserved 4 days ago
Occurred
May 5, 2023
Control person left
Monsalud Michelle Gosom (Owner, Chief Compliance Officer) no longer on Schedule A of Aristotle Investment Services, Llc (listed 2022-11-29, absent 2023-05-05)
Form ADVobserved 4 days ago
Occurred
Nov 29, 2022
First Form ADV filing
Aristotle Investment Services, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9722c90-e65d-ea99-4f22-b7c4a36dc6ee
First observed: Nov 29, 2022
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARISTOTLE INVESTMENT SERVICES, LLC

CRD 324207

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e9722c90-e65d-ea99-4f22-b7c4a36dc6ee

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:43 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARISTOTLE CAPITAL MANAGEMENT, LLC

OWNER/MEMBER

yes

11/2022

Nov 29, 2022

Mar 28, 2024

BOROWSKI, STEVEN, MARK

OWNER, PRESIDENT

yes

07/2011

Nov 29, 2022

Mar 28, 2024

COSTA, RICARDO

MANAGING DIRECTOR

yes

04/2023

Mar 28, 2024

FUCCILLO, THOMAS, JOSEPH

CHIEF LEGAL OFFICER

yes

01/2023

May 5, 2023

Mar 28, 2024

GLEICHER HOLDINGS, LLC

Owner

yes

12/2012

Nov 29, 2022

Mar 28, 2024

GLEICHER, HOWARD, ROY

OWNER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER

yes

07/2011

Nov 29, 2022

Mar 28, 2024

HOLLANDER, RICHARD, SCOTT

OWNER, CHAIRMAN OF THE BOARD

yes

09/2012

Nov 29, 2022

Mar 28, 2024

LALLANDE, JOSEPH, GUSTAVE

DEPUTY CHIEF LEGAL OFFICER

yes

04/2023

May 5, 2023

Mar 28, 2024

LISENBEE, GARY, WAYNE

OWNER, VICE CHAIRMAN

yes

01/2022

Nov 29, 2022

Mar 28, 2024

NOLAN, DOMINIC, DAO

CHIEF EXECUTIVE OFFICER

yes

04/2023

May 5, 2023

Mar 28, 2024

RCB ACQUISITION COMPANY, LLC

Owner

yes

07/2011

Nov 29, 2022

Mar 28, 2024

RUMSEY, CAROL, ELAINE

CHIEF COMPLIANCE OFFICER

yes

05/2023

May 5, 2023

Mar 28, 2024

Schwab, Joshua, Brian

CHIEF FINANCIAL OFFICER

yes

04/2023

May 5, 2023

Mar 28, 2024

SCHWEITZER, RICHARD, HARLAN

OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER

yes

07/2011

Nov 29, 2022

Mar 28, 2024

ST HILAIRE, KIM, MARIE

CHIEF OPERATING OFFICER

yes

11/2022

May 5, 2023

Mar 28, 2024

PACIFIC LIFE INSURANCE COMPANY

Owner

04/2023

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ARISTOTLE CAPITAL MANAGEMENT, LLC

n/a

Other adviser

$44B

yes

n/a

ARISTOTLE PACIFIC CAPITAL, LLC

n/a

Asset manager

$27B

yes

n/a

APC ASSET DEVELOPMENT I, LP

n/a

Asset manager

$2.3B

yes

n/a

ARISTOTLE ATLANTIC PARTNERS, LLC

n/a

Other adviser

$2.2B

yes

n/a

APC ASSET DEVELOPMENT II, LP

n/a

Asset manager

$2.1B

yes

n/a

ARISTOTLE CAPITAL BOSTON, LLC

n/a

Other adviser

$1.8B

yes

n/a

ARISTOTLE CREDIT PARTNERS, LLC

n/a

Former SEC adviser

$81.1M

yes

n/a

APC ASSET GP I, LLC

n/a

yes

n/a

APC ASSET GP II, LLC

n/a

yes

n/a

APC HY BOND GP, LLC

n/a

yes

n/a

APC SHORT DURATION HY GP, LLC

n/a

yes

n/a

METWEST FUND MANAGER, LLC

n/a

yes

n/a

METWEST REALTY ADVISORS, LLC

n/a

State registered

n/a

yes

n/a

PAM BANK LOAN FUND GP LLC

n/a

yes

n/a

PAM CLO OPPORTUNITIES GP LLC

n/a

yes

n/a

SAUL FUND GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LOS ANGELES

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$17B

n/a

2024

Mar 28, 2025

$16B

n/a

2023

Mar 28, 2024

$13B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$17B

$16B

2.1%

n/a