DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Taylor Advisors, Inc., A Hub International Company

Former SEC-registered adviserLouisville, KentuckyCRD 119300SEC 801-60952websiteIAPD
Legal name Taylor Advisors, Inc.
Latest filing Jan 8, 2026
First filing on the tape Mar 28, 2012 · 23 filings
SEC status approved since Feb 22, 2002
RAUM
$16B
reported, Item 5.F
Discretionary
5.5%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$16B as of Jan 8, 2026
Mar 28, 2012$986M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Jan 8, 2026
Mar 28, 20120 then
Employees (5.A)14 as of Jan 8, 2026
Apr 1, 20134 then
Private funds: no history
RAUM +0.0% over the last fiscal year+3.1% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jan 8, 2026; every figure names its basis
RAUM per advisor
$4.0BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$109MderivedRAUM over accounts (5.F.2.f)
Discretionary
5.5%derivedof RAUM
Institutional
0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.5derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Banks and thrifts$16B100%
  • Insurance companies$14.9M0.1%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
147reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Alexandrovich Alexander Antskaitis · President, Managing Directorcontrol
      since 12/2022 · owns less than 5%
    • Ashley Mariane Lee · Interim Chief Compliance Officercontrol
      since 12/2022 · owns less than 5%
    • "Todd" James Taylor · Senior Vice President, Managing Directorcontrol
      since 12/2022 · owns less than 5%
    • Adam Sokolic · Director
      since 12/2022 · owns less than 5%
    Entity owners
    • Hockey Intermediate Inc. · Shareholder
      indirect · owns 75% or more of Hub International Limited
    • Hockey Investments L.P. · Limited Partner
      indirect · owns 50% to 75% of Hockey Parent Holdings L.P.
    • Hockey Parent Holdings Gp, LLC · General Partner
      indirect · owns F of Hockey Parent Holdings L.P.
    • Hockey Parent Holdings L.P. · Managing Member
      indirect · owns 75% or more of Hockey Parent Holdings Gp, LLC
    • Hockey Parent Holdings L.P. · Shareholder
      indirect · owns 75% or more of Hockey Parent Inc.
    • Hockey Parent Inc. · Shareholder
      indirect · owns 75% or more of Hockey Intermediate Inc.
    • Hub International Limited · Sole Shareholder
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Advisers that list Taylor Advisors, Inc., A Hub International Company as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Louisville, Ky · principal0031
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Financial planning clients · 0 to 0
      Mar 24, 2025 to Nov 10, 2025
    • Discretionary RAUM · $868M to $878M
      Jan 24, 2025 to Mar 24, 2025
    • Non-discretionary RAUM · $16B to $15B
      Jan 24, 2025 to Mar 24, 2025
    • RAUM · $17B to $16B
      Jan 24, 2025 to Mar 24, 2025
    • Accounts · 140 to 147
      Oct 31, 2023 to Mar 25, 2024
    • Corporate clients · 1.0 to unset
      Oct 31, 2023 to Mar 25, 2024
    • Discretionary RAUM · $996M to $868M
      Oct 31, 2023 to Mar 25, 2024
    • Non-discretionary RAUM · $14B to $16B
      Oct 31, 2023 to Mar 25, 2024
    • RAUM · $15B to $17B
      Oct 31, 2023 to Mar 25, 2024
    • Accounts · 129 to 140
      Dec 7, 2022 to Mar 23, 2023
    • BD registered reps · 1 to 0
      Dec 7, 2022 to Mar 23, 2023
    • Employees · 13 to 14
      Dec 7, 2022 to Mar 23, 2023
    • State-registered IARs · 1 to 4
      Dec 7, 2022 to Mar 23, 2023
    • Discretionary RAUM · $816M to $996M
      Dec 7, 2022 to Mar 23, 2023
    • Non-discretionary RAUM · $12B to $14B
      Dec 7, 2022 to Mar 23, 2023
    • RAUM · $13B to $15B
      Dec 7, 2022 to Mar 23, 2023
    • Accounts · 106 to 129
      Mar 16, 2022 to Apr 1, 2022
    • BD registered reps · 0 to 1
      Mar 16, 2022 to Apr 1, 2022
    • Business name · TAYLOR ADVISORS, INC. to TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY
      Mar 16, 2022 to Apr 1, 2022
    • Corporate clients · unset to 1.0
      Mar 16, 2022 to Apr 1, 2022
    • Employees · 10 to 13
      Mar 16, 2022 to Apr 1, 2022
    • State-registered IARs · 0 to 1
      Mar 16, 2022 to Apr 1, 2022
    • Discretionary RAUM · $679M to $816M
      Mar 16, 2022 to Apr 1, 2022
    • Non-discretionary RAUM · $7.6B to $12B
      Mar 16, 2022 to Apr 1, 2022
    • RAUM · $8.3B to $13B
      Mar 16, 2022 to Apr 1, 2022
    • Related adviser · false to true
      Mar 15, 2021 to Mar 16, 2022
    • Related broker-dealer · false to true
      Mar 15, 2021 to Mar 16, 2022
    • Accounts · 92 to 106
      Mar 13, 2020 to Mar 15, 2021
    • Employees · 8 to 10
      Mar 13, 2020 to Mar 15, 2021
    • Discretionary RAUM · $524M to $679M
      Mar 13, 2020 to Mar 15, 2021
    • Non-discretionary RAUM · $4.9B to $7.6B
      Mar 13, 2020 to Mar 15, 2021
    • RAUM · $5.5B to $8.3B
      Mar 13, 2020 to Mar 15, 2021
    • Accounts · 78 to 92
      Mar 8, 2019 to Mar 13, 2020
    • Discretionary RAUM · $501M to $524M
      Mar 8, 2019 to Mar 13, 2020
    • Non-discretionary RAUM · $3.6B to $4.9B
      Mar 8, 2019 to Mar 13, 2020
    • RAUM · $4.1B to $5.5B
      Mar 8, 2019 to Mar 13, 2020
    • Accounts · 71 to 78
      Mar 8, 2018 to Mar 8, 2019
    • Advisory employees · 4 to 5
      Mar 8, 2018 to Mar 8, 2019
    • Employees · 7 to 8
      Mar 8, 2018 to Mar 8, 2019
    • Discretionary RAUM · $434M to $501M
      Mar 8, 2018 to Mar 8, 2019
    Signals
    18 dated events
    • Taylor Advisors, Inc., A Hub International Company no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $16.0B)
      Apr 1, 2026 · Left the SEC roster · derived
    • Brandon James Bullock left Taylor Advisors, Inc., A Hub International Company for Hub Investment Partners, Llc (registered 2026-01-29)
      Mar 30, 2026 · Advisor changed firm · fact
    • Brian Lynch Collins left Taylor Advisors, Inc., A Hub International Company for Hub Investment Advisors, Inc (registered 2022-06-27)
      Mar 30, 2026 · Advisor changed firm · fact
    • Alexander Alexandrovich Antskaitis left Taylor Advisors, Inc., A Hub International Company for Hub Investment Partners, Llc (registered 2026-01-29)
      Mar 30, 2026 · Advisor changed firm · fact
    • 2 advisors left Taylor Advisors, Inc., A Hub International Company (Louisville, KY) for Hub Investment Partners, LLC on the same day
      Mar 30, 2026 · Team lift-out · derived
    • Fredrick Joseph Denoyior (President) no longer on Schedule A of Taylor Advisors, Inc., A Hub International Company (listed 2022-04-18, absent 2022-12-07)
      Dec 7, 2022 · Control person left · inference
    • Marie Elisabeth Mays (Cco) no longer on Schedule A of Taylor Advisors, Inc., A Hub International Company (listed 2022-04-18, absent 2022-12-07)
      Dec 7, 2022 · Control person left · inference
    • Ashley Mariane Lee (Interim Chief Compliance Officer) appeared on Schedule A of Taylor Advisors, Inc., A Hub International Company
      Dec 7, 2022 · Control person joined · fact
    • Alexandrovich Alexander Antskaitis (President, Managing Director) appeared on Schedule A of Taylor Advisors, Inc., A Hub International Company
      Dec 7, 2022 · Control person joined · fact
    • Taylor Advisors, Inc., A Hub International Company reported RAUM $13.3B, up 60% from $8.3B (2022-03-16 to 2022-04-01)
      Apr 1, 2022 · RAUM change · derived
    • Alexandrovich Alexander Antskaitis (Vice President) no longer on Schedule A of Taylor Advisors, Inc., A Hub International Company (listed 2022-03-16, absent 2022-04-01)
      Apr 1, 2022 · Control person left · inference
    • Joseph Christopher Meyer (Cco) no longer on Schedule A of Taylor Advisors, Inc., A Hub International Company (listed 2022-03-16, absent 2022-04-01)
      Apr 1, 2022 · Control person left · inference
    • Marie Elisabeth Mays (Cco) appeared on Schedule A of Taylor Advisors, Inc., A Hub International Company
      Apr 1, 2022 · Control person joined · fact
    • Fredrick Joseph Denoyior (President) appeared on Schedule A of Taylor Advisors, Inc., A Hub International Company
      Mar 16, 2022 · Control person joined · fact
    • Adam Sokolic (Coo) appeared on Schedule A of Taylor Advisors, Inc., A Hub International Company
      Mar 16, 2022 · Control person joined · fact
    • Joseph Christopher Meyer (Cco) appeared on Schedule A of Taylor Advisors, Inc., A Hub International Company
      Mar 16, 2022 · Control person joined · fact
    • Taylor Advisors, Inc., A Hub International Company reported RAUM $8.3B, up 52% from $5.5B (2020-03-13 to 2021-03-15)
      Mar 15, 2021 · RAUM change · derived
    • Taylor Advisors, Inc., A Hub International Company reported RAUM $5.5B, up 34% from $4.1B (2019-03-08 to 2020-03-13)
      Mar 13, 2020 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026