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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

WILLIAM JOHN ROTH

Advisor at CLEARVIEW PORTFOLIO CONSULTING LLC

CHALFONT, PA

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Search this name across graphsid dfx:ria:4bd65bfb-4de1-47e8-42ed-c2464863e582

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CLEARVIEW PORTFOLIO CONSULTING LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Jun 15, 2005
First registration: Jun 16, 2005
Dual registered: no
Other names: WILLIAM JOHN ROTH|WILLIAM JOHN ROTH|BILL JOHN ROTH
IAPD individual key: 4315166

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CLEARVIEW PORTFOLIO CONSULTING LLC	State registered	Jul 30, 2019	n/a	yes	CHALFONT, PA	Current employment
Wellfull	Independent wealth	Sep 6, 2017	Apr 18, 2019	no	HARLEYSVILLE, PA	Previous registration
PLATINUM WEALTH PARTNERS	Former SEC adviser	Aug 5, 2016	Nov 13, 2017	no	Skippack, PA	Previous registration
THE CENTURION GROUP, LLC	Former SEC adviser	Nov 10, 2014	May 26, 2016	no	PLYMOUTH MEETING, PA	Previous registration
MMA ASSET MANAGEMENT LLC	Mixed wealth	Sep 23, 2013	May 26, 2016	no	CONSHOHOCKEN, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 17, 2013	Sep 17, 2013	no	PLYMOUTH MEETING, PA	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Jun 4, 2012	Sep 16, 2013	no	WEST CONSHOHOCKEN, PA	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jun 1, 2012	Sep 16, 2013	no	WEST CONSHOHOCKEN, PA\|Fort Washington, PA	Previous registration
CINCINNATI ANALYSTS, INC	Former SEC adviser	Apr 28, 2008	Jun 1, 2012	no	WEST CONSHOHOCKEN, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 16, 2005	Apr 1, 2008	no	PENNINGTON, NJ\|ATLANTA, GA\|PENNINGTON, NJ\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Wellfull	CLEARVIEW PORTFOLIO CONSULTING LLC	Apr 18, 2019	Jul 30, 2019	103	Firm change	RIA to state RIA
PLATINUM WEALTH PARTNERS	Wellfull	Nov 13, 2017	Sep 6, 2017	-68	Firm change after gap	Other
MMA ASSET MANAGEMENT LLC	THE CENTURION GROUP, LLC	May 26, 2016	Nov 10, 2014	-563	Firm change after gap	Other
THE CENTURION GROUP, LLC	PLATINUM WEALTH PARTNERS	May 26, 2016	Aug 5, 2016	71	Firm change	Other
LPL FINANCIAL LLC	MMA ASSET MANAGEMENT LLC	Sep 17, 2013	Sep 23, 2013	6	Firm change	Other
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Sep 16, 2013	Jun 4, 2012	-469	Firm change after gap	Other
CAPITAL ANALYSTS	LPL FINANCIAL LLC	Sep 16, 2013	Sep 17, 2013	1	Firm change	Other
CINCINNATI ANALYSTS, INC	LINCOLN INVESTMENT	Jun 1, 2012	Jun 1, 2012	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CINCINNATI ANALYSTS, INC	Apr 1, 2008	Apr 28, 2008	27	Firm change	Other

Relationships

Registered with (10)

→ CLEARVIEW PORTFOLIO CONSULTING LLCRegistered adviserregistration: current employment
Jul 30, 2019 to presentfactForm ADV
→ WELLFULLRegistered adviserregistration: previous registration
Sep 6, 2017 to Apr 18, 2019factForm ADV
→ PLATINUM WEALTH PARTNERSRegistered adviserregistration: previous registration
Aug 5, 2016 to Nov 13, 2017factForm ADV
→ MMA ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 23, 2013 to May 26, 2016factForm ADV
→ THE CENTURION GROUP, LLCRegistered adviserregistration: previous registration
Nov 10, 2014 to May 26, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 17, 2013 to Sep 17, 2013factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Jun 4, 2012 to Sep 16, 2013factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jun 1, 2012 to Sep 16, 2013factForm ADV
→ CINCINNATI ANALYSTS, INCRegistered adviserregistration: previous registration
Apr 28, 2008 to Jun 1, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 16, 2005 to Apr 1, 2008factForm ADV

Dated events

No dated event names this entity yet.